0001209191-16-104123.txt : 20160301 0001209191-16-104123.hdr.sgml : 20160301 20160301175459 ACCESSION NUMBER: 0001209191-16-104123 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160226 FILED AS OF DATE: 20160301 DATE AS OF CHANGE: 20160301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 WEST AVENUE CITY: DARIEN STATE: CT ZIP: 06820 BUSINESS PHONE: 2032028900 MAIL ADDRESS: STREET 1: 20 WEST AVENUE CITY: DARIEN STATE: CT ZIP: 06820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown David A CENTRAL INDEX KEY: 0001480226 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 161474842 MAIL ADDRESS: STREET 1: GENESEE & WYOMING INC. STREET 2: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-02-26 0 0001012620 GENESEE & WYOMING INC GWR 0001480226 Brown David A C/O GENESEE & WYOMING INC. 20 WEST AVENUE DARIEN CT 06820 0 1 0 0 Chief Operating Officer Class A Common Stock, $.01 par value 2016-02-26 4 A 0 7265 0.00 A 20763 D Class A Common Stock, $.01 par value 2016-02-26 4 A 0 4232 0.00 A 24995 D Class A Common Stock, $.01 par value 2016-02-27 4 F 0 418 57.12 D 24577 D Class A Common Stock, $.01 par value 2016-02-28 4 F 0 628 57.12 D 23949 D Stock Option (Right to Buy) 57.12 2016-02-26 4 A 0 20896 0.00 A 2021-02-25 Class A Common Stock, $.01 par value 20896 20896 D This retention restricted stock award was granted under the Genesee & Wyoming Inc. Third Amended and Restated 2004 Omnibus Incentive Plan (the "Plan") and will vest in three equal annual installments, beginning February 26, 2019. This annual restricted stock award was granted under the Plan and will vest in two equal annual installments, beginning February 26, 2018. These shares were surrendered to Genesee & Wyoming Inc. for the payment of taxes in connection with the vesting of previously granted restricted stock awards. This annual option award was granted under the Plan and will vest in three equal annual installments, beginning February 26, 2017. Allison M. Fergus, Attorney-in-Fact for David A. Brown 2016-03-01