0001209191-16-104118.txt : 20160301
0001209191-16-104118.hdr.sgml : 20160301
20160301175303
ACCESSION NUMBER: 0001209191-16-104118
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160226
FILED AS OF DATE: 20160301
DATE AS OF CHANGE: 20160301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GENESEE & WYOMING INC
CENTRAL INDEX KEY: 0001012620
STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011]
IRS NUMBER: 060984624
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 20 WEST AVENUE
CITY: DARIEN
STATE: CT
ZIP: 06820
BUSINESS PHONE: 2032028900
MAIL ADDRESS:
STREET 1: 20 WEST AVENUE
CITY: DARIEN
STATE: CT
ZIP: 06820
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HELLMANN JOHN C
CENTRAL INDEX KEY: 0001241524
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31456
FILM NUMBER: 161474828
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-02-26
0
0001012620
GENESEE & WYOMING INC
GWR
0001241524
HELLMANN JOHN C
C/O GENESEE & WYOMING INC.
20 WEST AVENUE
DARIEN
CT
06820
1
1
0
0
Chief Exec. Officer & Pres.
Class A Common Stock, $.01
2016-02-26
4
A
0
18082
0.00
A
352834
D
Class A Common Stock, $.01
2016-02-27
4
F
0
2262
57.12
D
350572
D
Class A Common Stock, $.01
2016-02-28
4
F
0
7777
57.12
D
342795
D
Class A Common Stock, $.01
55555
I
By Trust
Stock Option (Right to Buy)
57.12
2016-02-26
4
A
0
89280
0.00
A
2021-02-25
Class A Common Stock, $.01
89280
89280
D
Class B Common Stock, $.01 par value
Class A common Stock, $.01 par value
1872
D
This annual restricted stock award was granted under the Genesee & Wyoming Inc. Third Amended and Restated 2004 Omnibus Incentive Plan (the "Plan") and will vest in two equal annual installments, beginning February 26, 2018.
These shares were surrendered to Genesee & Wyoming Inc. for the payment of taxes in connection with the vesting of previously granted restricted stock awards.
Held by a trust of which Mr. Hellmann is investment trustee for the benefit of family members of Mr. Hellmann.
This annual option award was granted under the Plan and will vest in three equal annual installments, beginning February 26, 2017.
This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock.
Allison M. Fergus, Attorney-in-Fact for John C. Hellmann
2016-03-01