0001209191-15-069482.txt : 20150903
0001209191-15-069482.hdr.sgml : 20150903
20150903171609
ACCESSION NUMBER: 0001209191-15-069482
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150901
FILED AS OF DATE: 20150903
DATE AS OF CHANGE: 20150903
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GENESEE & WYOMING INC
CENTRAL INDEX KEY: 0001012620
STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011]
IRS NUMBER: 060984624
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 20 WEST AVENUE
CITY: DARIEN
STATE: CT
ZIP: 06820
BUSINESS PHONE: 2032028900
MAIL ADDRESS:
STREET 1: 20 WEST AVENUE
CITY: DARIEN
STATE: CT
ZIP: 06820
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FULLER MORTIMER B III
CENTRAL INDEX KEY: 0001032793
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31456
FILM NUMBER: 151092730
MAIL ADDRESS:
STREET 1: 66 FIELD POINT ROAD
CITY: GREENWICH
STATE: CT
ZIP: 06830
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-09-01
0
0001012620
GENESEE & WYOMING INC
GWR
0001032793
FULLER MORTIMER B III
C/O GENESEE & WYOMING INC.
20 WEST AVENUE
DARIEN
CT
06820
1
0
0
0
Class A Common Stock, $.01 par value
2015-09-01
4
C
0
40000
A
62437
D
Class A Common Stock, $.01 par value
2015-09-03
5
G
0
E
40000
0.00
D
22437
D
Class A Common Stock, $.01 par value
30230
I
By trust
Class A Common Stock, $0.01 par value
225.5
I
By wife
Class B Common Stock, $.01 par value
2015-09-01
4
C
0
40000
0.00
D
Class A Common Stock, $.01 par value
40000
668373
D
Class B Common Stock, $.01 par value
Class A Common Stock, $.01 par value
54000
I
By Trust
Class B Common Stock, $.01 par value
Class A Common Stock, $.01 par value
2748
I
By wife
The shares were received upon conversion of Class B Common Stock. Each share of Class B Common Stock is convertible into one share of Class A Common Stock.
Held by trusts of which Mr. Fuller is trustee for the benefit of members of Mr. Fuller's family. Mr. Fuller disclaims beneficial ownership of these shares.
These shares are held by Mr. Fuller's wife. Mr. Fuller disclaims beneficial ownership of these shares.
This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock.
Allison M. Fergus, Attorney-in-Fact for Mortimer B. Fuller
2015-09-03