0001209191-14-072413.txt : 20141202 0001209191-14-072413.hdr.sgml : 20141202 20141202172356 ACCESSION NUMBER: 0001209191-14-072413 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141128 FILED AS OF DATE: 20141202 DATE AS OF CHANGE: 20141202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 WEST AVENUE CITY: DARIEN STATE: CT ZIP: 06820 BUSINESS PHONE: 2032028900 MAIL ADDRESS: STREET 1: 20 WEST AVENUE CITY: DARIEN STATE: CT ZIP: 06820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown David A CENTRAL INDEX KEY: 0001480226 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 141261479 MAIL ADDRESS: STREET 1: GENESEE & WYOMING INC. STREET 2: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-11-28 0 0001012620 GENESEE & WYOMING INC GWR 0001480226 Brown David A C/O GENESEE & WYOMING INC. 20 WEST AVENUE DARIEN CT 06820 0 1 0 0 Chief Operating Officer Class A Common Stock, $.01 par value 2014-11-28 4 A 0 893 0.00 A 10172 D Stock Option (Right to Buy) 98.59 2014-11-28 4 A 0 4597 0.00 A 2019-11-27 Class A Common Stock, $.01 par value 4597 4597 D This restricted stock award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan (the "Plan") and will vest in three equal annual installments, beginning February 28, 2015. This option award was granted under the Plan and will vest in three equal annual installments, beginning February 28, 2015. Allison M.Fergus, Attorney-in-Fact for David A. Brown 2014-12-02