0001209191-14-068115.txt : 20141112 0001209191-14-068115.hdr.sgml : 20141111 20141112163110 ACCESSION NUMBER: 0001209191-14-068115 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141107 FILED AS OF DATE: 20141112 DATE AS OF CHANGE: 20141112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 WEST AVENUE CITY: DARIEN STATE: CT ZIP: 06820 BUSINESS PHONE: 2032028900 MAIL ADDRESS: STREET 1: 20 WEST AVENUE CITY: DARIEN STATE: CT ZIP: 06820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Walsh Matthew O. CENTRAL INDEX KEY: 0001577285 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 141214496 MAIL ADDRESS: STREET 1: 20 WEST AVENUE CITY: DARIEN STATE: CT ZIP: 06820 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-11-07 0 0001012620 GENESEE & WYOMING INC GWR 0001577285 Walsh Matthew O. C/O GENESEE & WYOMING INC. 20 WEST AVENUE DARIEN CT 06820 0 1 0 0 SVP, Corporate Development Class A Common Stock, $.01 par value 2014-11-07 4 M 0 8203 31.12 A 81176 D Class A Common Stock, $.01 par value 2014-11-07 4 S 0 5735 97.96 D 75441 D Stock Option (Right to Buy) 31.12 2014-11-07 4 M 0 8203 0.00 D 2014-11-29 Class A Common Stock, $.01 par value 8203 0 D The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported in this Form 4. Represents the weighted average sales price for the price increments ranging from $97.95 to 98.01. This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and vested in three equal annual installments, beginning February 27, 2010. Allison M. Fergus, Attorney-in-Fact for Matthew O. Walsh 2014-11-12