-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AoiLgN9UOWhdBGlpwemOlSO3urv5GDunsoX3/+JO6sQCfyTXskGgkYPHl1RqZOs9 OeKmA6WShvZVF+leSgWPwg== 0001192482-09-000111.txt : 20090506 0001192482-09-000111.hdr.sgml : 20090506 20090506160708 ACCESSION NUMBER: 0001192482-09-000111 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090504 FILED AS OF DATE: 20090506 DATE AS OF CHANGE: 20090506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gallagher Timothy J CENTRAL INDEX KEY: 0001326669 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 09801577 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-05-04 0001012620 GENESEE & WYOMING INC GWR 0001326669 Gallagher Timothy J 66 FIELD POINT ROAD GREENWICH CT 06830 0 1 0 0 Chief Financial Officer Class A Common Stock, $.01 par value 2009-05-04 4 M 0 23841 16.60 A 40876 D Class A Common Stock, $.01 par value 2009-05-04 4 S 0 5615 31.04 D 35261 D Class A Common Stock, $.01 par value 2009-05-04 4 S 0 11885 30.71 D 23376 D Stock Option (Right to Buy) 16.60 2009-05-04 4 M 0 23841 0 D 2010-05-17 Class A Common Stock, $.01 par value 41913 18072 D Represents the weighted average sales price for the price increments ranging from $31.00 to $31.046. Represents the weighted average sales price for the price increments ranging from $30.19 to $30.96. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. This option was granted under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and became vested in three equal annual installments, beginning May 18, 2006. This option was previously reported as covering 27,942 shares, but was adjusted to reflect the Issuer's 3-for-2 stock split that occurred on March 14, 2006. Allison M. Fergus, Attorney in Fact for Timothy J. Gallagher 2009-05-06 -----END PRIVACY-ENHANCED MESSAGE-----