-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U3ACv+YDT4OodNWXYp4AL/ruoj3uNEFng37Zd1iWj+4H7E2JwNIXQ4eja0wJGtjz 12mmG9HbZFgx+TJagxhlIA== 0001192482-08-000446.txt : 20081215 0001192482-08-000446.hdr.sgml : 20081215 20081215160128 ACCESSION NUMBER: 0001192482-08-000446 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081211 FILED AS OF DATE: 20081215 DATE AS OF CHANGE: 20081215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FULLER MORTIMER B III CENTRAL INDEX KEY: 0001032793 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 081249859 BUSINESS ADDRESS: BUSINESS PHONE: 203 629 3722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2008-12-11 0001012620 GENESEE & WYOMING INC GWR 0001032793 FULLER MORTIMER B III 66 FIELD POINT ROAD GREENWICH CT 06830 1 1 0 0 Exec.Chmn. & Chrmn.of the Bd. Class A Common Stock, $.01 par value 9589.5 I By Wife Class B Common Stock, $.01 par value 1927667.5 D Class B Common Stock, $.01 par value 500000 I By Grantor Retained Annuity Trust Class A Common Stock, $.01 par value 2008-12-11 4 S 0 1000 28.943 D 122697 D Class A Common Stock, $.01 par value 2008-12-11 4 S 0 6300 29.4783 D 116397 D Class A Common Stock, $.01 par value 2008-12-11 4 S 0 9400 30.5519 D 106997 D Class A Common Stock, $.01 par value 2008-12-11 4 S 0 18300 31.4806 D 88697 D Class A Common Stock, $.01 par value 2008-12-12 4 S 0 4200 27.8621 D 84497 D Class A Common Stock, $.01 par value 2008-12-12 4 S 0 31400 28.2805 D 53097 D These shares are held by Mr. Fuller's wife. Mr. Fuller disclaims beneficial ownership of these shares. This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is convertible into one share of Class A Common Stock. These shares were contributed on July 21, 2008 to a Grantor Retained Annuity Trust, of which Mr. Fuller is the trustee. The sales reported in this Form 4 were effected pursuant to Rule 10b-5 trading plan adopted by the Reporting Person on November 5, 2008. Represents the weighted average sales price for price increments ranging from $28.90 to $28.99. Represents the weighted average sales price for price increments ranging from $29.01 to $29.97. Represents the weighted average sales price for price increments ranging from $30.04 to $30.98. Represents the weighted average sales price for price increments ranging from $31.00 to $31.99 Represents the weighted average sales price for price increments ranging from $27.66 to $27.97. Represents the weighted average sales price for price increments ranging from $28.00 to $28.89. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. Allison M. Fergus, Attorney-in-Fact for Mortimer B. Fuller 2008-12-15 -----END PRIVACY-ENHANCED MESSAGE-----