-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VzrC/t9aV+G6tTDIEWongLfhnxhwgLZYlpsXatyjQi/ZZMJjfMgiUM1FyDqCJSBb 3LFK8rfPFOmTlm96kppkhQ== 0001192482-08-000430.txt : 20081203 0001192482-08-000430.hdr.sgml : 20081203 20081203160254 ACCESSION NUMBER: 0001192482-08-000430 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081201 FILED AS OF DATE: 20081203 DATE AS OF CHANGE: 20081203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FULLER MORTIMER B III CENTRAL INDEX KEY: 0001032793 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 081227602 BUSINESS ADDRESS: BUSINESS PHONE: 203 629 3722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2008-12-01 0001012620 GENESEE & WYOMING INC GWR 0001032793 FULLER MORTIMER B III 66 FIELD POINT ROAD GREENWICH CT 06830 1 1 0 0 Exec.Chmn. & Chrmn.of the Bd. Class A Common Stock, $.01 par value 9589.5 I By Wife Class B Common Stock, $.01 par value 2227667.5 D Class B Common Stock, $.01 par value 500000 I By Grantor Retained Annuity Trust Class A Common Stock, $.01 par value 2008-12-01 4 S 0 13 27.73 D 107784 D Class A Common Stock, $.01 par value 2008-12-01 4 S 0 14287 28.3596 D 93497 D Class A Common Stock, $.01 par value 2008-12-01 4 S 0 21700 29.3168 D 71797 D Class A Common Stock, $.01 par value 2008-12-02 4 S 0 1600 27.9013 D 70197 D Class A Common Stock, $.01 par value 2008-12-02 4 S 0 32700 28.3481 D 37497 D Class A Common Stock, $.01 par value 2008-12-02 4 S 0 5700 29.234 D 31797 D These shares are held by Mr. Fuller's wife. Mr. Fuller disclaims beneficial ownership of these shares. This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is convertible into one share of Class A Common Stock. These shares were contributed on July 21, 2008 to a Grantor Retained Annuity Trust, of which Mr. Fuller is the trustee. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 5, 2008. Represents the weighted average sales price for price increments ranging from $28.00 to $28.94. Represents the weighted average sales price for price increments ranging from $29.01 to $29.57. Represents the weighted average sales price for price increments ranging from $27.82 to $27.99. Represents the weighted average sales price for price increments ranging from $28.01 to $28.97. Represents the weighted average sales price for price increments ranging from $29.00 to $29.52. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. Allison M. Fergus, Attorney-in-Fact for Mortimer B. Fuller 2008-12-03 -----END PRIVACY-ENHANCED MESSAGE-----