-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RvSOlq88DQUfgGa5JFeQu7qRW8d3FUlu9adRmgZzUoizez+5OZNuxbX1lFfNKRRX oJoB9VJpRFs7US+lyxIbNQ== 0001192482-08-000422.txt : 20081119 0001192482-08-000422.hdr.sgml : 20081119 20081119162209 ACCESSION NUMBER: 0001192482-08-000422 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081117 FILED AS OF DATE: 20081119 DATE AS OF CHANGE: 20081119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FULLER MORTIMER B III CENTRAL INDEX KEY: 0001032793 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 081201260 BUSINESS ADDRESS: BUSINESS PHONE: 203 629 3722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2008-11-17 0001012620 GENESEE & WYOMING INC GWR 0001032793 FULLER MORTIMER B III 66 FIELD POINT ROAD GREENWICH CT 06830 1 1 0 0 Exec.Chmn. & Chrmn.of the Bd. Class A Common Stock, $.01 par value 9589.5 I By Wife Class B Common Stock, $.01 par value 2727667.5 D Class A Common Stock, $.01 par value 2008-11-17 4 S 0 500 30.25 D 151297 D Class A Common Stock, $.01 par value 2008-11-17 4 S 0 100 30.26 D 151197 D Class A Common Stock, $.01 par value 2008-11-17 4 S 0 600 30.27 D 150597 D Class A Common Stock, $.01 par value 2008-11-17 4 S 0 400 30.28 D 150197 D Class A Common Stock, $.01 par value 2008-11-17 4 S 0 100 30.29 D 150097 D Class A Common Stock, $.01 par value 2008-11-17 4 S 0 100 30.32 D 149997 D Class A Common Stock, $.01 par value 2008-11-17 4 S 0 100 30.33 D 149897 D Class A Common Stock, $.01 par value 2008-11-17 4 S 0 300 30.34 D 149597 D Class A Common Stock, $.01 par value 2008-11-17 4 S 0 200 30.35 D 149397 D Class A Common Stock, $.01 par value 2008-11-17 4 S 0 200 30.36 D 149197 D Class A Common Stock, $.01 par value 2008-11-17 4 S 0 300 30.37 D 148897 D Class A Common Stock, $.01 par value 2008-11-17 4 S 0 200 30.39 D 148697 D Class A Common Stock, $.01 par value 2008-11-17 4 S 0 100 30.40 D 148597 D Class A Common Stock, $.01 par value 2008-11-17 4 S 0 100 30.44 D 148497 D Class A Common Stock, $.01 par value 2008-11-17 4 S 0 3600 30.50 D 144897 D Class A Common Stock, $.01 par value 2008-11-17 4 S 0 1100 30.53 D 143797 D Class A Common Stock, $.01 par value 2008-11-17 4 S 0 100 30.5425 D 143697 D Class A Common Stock, $.01 par value 2008-11-17 4 S 0 3800 30.55 D 139897 D Class A Common Stock, $.01 par value 2008-11-17 4 S 0 600 30.56 D 139297 D Class A Common Stock, $.01 par value 2008-11-17 4 S 0 1300 30.60 D 137997 D Class A Common Stock, $.01 par value 2008-11-17 4 S 0 200 30.61 D 137797 D These shares are held by Mr. Fuller's wife. Mr. Fuller disclaims beneficial ownership of these shares. This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is convertible into one share of Class A Common Stock. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2008. Allison M. Fergus, Attorney-in-Fact for Mortimer B. Fuller 2008-11-19 -----END PRIVACY-ENHANCED MESSAGE-----