-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FFnZSU8e/+5I+MqsQmlsmaN9WcfQXe3w7GKMexfabZd9nR5LFdgyIqW5konxGaoz Dad31sm5h4NUNlxluyg+MQ== 0001192482-08-000403.txt : 20081117 0001192482-08-000403.hdr.sgml : 20081117 20081117164244 ACCESSION NUMBER: 0001192482-08-000403 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081113 FILED AS OF DATE: 20081117 DATE AS OF CHANGE: 20081117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FULLER MORTIMER B III CENTRAL INDEX KEY: 0001032793 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 081195813 BUSINESS ADDRESS: BUSINESS PHONE: 203 629 3722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2008-11-13 0001012620 GENESEE & WYOMING INC GWR 0001032793 FULLER MORTIMER B III 66 FIELD POINT ROAD GREENWICH CT 06830 1 1 0 0 Exec.Chmn. & Chrmn.of the Bd. Class A Common Stock, $.01 par value 9589.5 I By Wife Class B Common Stock, $.01 par value 2727667.5 D Class A Common Stock, $.01 par value 2008-11-13 4 S 0 1000 30.52 D 214597 D Class A Common Stock, $.01 par value 2008-11-13 4 S 0 100 30.53 D 214497 D Class A Common Stock, $.01 par value 2008-11-13 4 S 0 100 30.54 D 214397 D Class A Common Stock, $.01 par value 2008-11-13 4 S 0 700 30.56 D 213697 D Class A Common Stock, $.01 par value 2008-11-13 4 S 0 100 30.57 D 213597 D Class A Common Stock, $.01 par value 2008-11-13 4 S 0 200 30.58 D 213397 D Class A Common Stock, $.01 par value 2008-11-13 4 S 0 200 30.60 D 213197 D Class A Common Stock, $.01 par value 2008-11-13 4 S 0 700 30.61 D 212497 D Class A Common Stock, $.01 par value 2008-11-13 4 S 0 300 30.62 D 212197 D Class A Common Stock, $.01 par value 2008-11-13 4 S 0 1500 30.63 D 210697 D Class A Common Stock, $.01 par value 2008-11-13 4 S 0 300 30.64 D 210397 D Class A Common Stock, $.01 par value 2008-11-13 4 S 0 600 30.66 D 209797 D Class A Common Stock, $.01 par value 2008-11-13 4 S 0 100 30.67 D 209697 D Class A Common Stock, $.01 par value 2008-11-13 4 S 0 600 30.68 D 209097 D Class A Common Stock, $.01 par value 2008-11-13 4 S 0 100 30.69 D 208997 D Class A Common Stock, $.01 par value 2008-11-13 4 S 0 100 30.70 D 208897 D Class A Common Stock, $.01 par value 2008-11-13 4 S 0 700 30.74 D 208197 D Class A Common Stock, $.01 par value 2008-11-13 4 S 0 300 30.75 D 207897 D Class A Common Stock, $.01 par value 2008-11-13 4 S 0 400 30.76 D 207497 D Class A Common Stock, $.01 par value 2008-11-13 4 S 0 200 30.77 D 207297 D Class A Common Stock, $.01 par value 2008-11-13 4 S 0 300 30.78 D 206997 D Class A Common Stock, $.01 par value 2008-11-13 4 S 0 100 30.80 D 206897 D Class A Common Stock, $.01 par value 2008-11-13 4 S 0 800 30.81 D 206097 D Class A Common Stock, $.01 par value 2008-11-13 4 S 0 400 30.84 D 205697 D Class A Common Stock, $.01 par value 2008-11-13 4 S 0 700 30.85 D 204997 D Class A Common Stock, $.01 par value 2008-11-13 4 S 0 100 30.88 D 204897 D Class A Common Stock, $.01 par value 2008-11-13 4 S 0 900 30.91 D 203997 D These shares are held by Mr. Fuller's wife. Mr. Fuller disclaims beneficial ownership of these shares. This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is convertible into one share of Class A Common Stock. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2008. Form #1 of 6 forms reporting 11/13/2008 and 11/14/2008 transactions. Allison M. Fergus, Attorney-in-Fact for Mortimer B. Fuller 2008-11-17 -----END PRIVACY-ENHANCED MESSAGE-----