-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NhqXUde9MB+AbOvABsuLH3Tjw+Ei7wU0P2E1JlAT2tLFgNjo3elDBMfqgZ8RCd7z C1Qlk83ncsHdTVBfPpKe7g== 0001192482-08-000367.txt : 20081112 0001192482-08-000367.hdr.sgml : 20081111 20081112105247 ACCESSION NUMBER: 0001192482-08-000367 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081107 FILED AS OF DATE: 20081112 DATE AS OF CHANGE: 20081112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FULLER MORTIMER B III CENTRAL INDEX KEY: 0001032793 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 081178948 BUSINESS ADDRESS: BUSINESS PHONE: 203 629 3722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2008-11-07 0001012620 GENESEE & WYOMING INC GWR 0001032793 FULLER MORTIMER B III 66 FIELD POINT ROAD GREENWICH CT 06830 1 1 0 0 Exec.Chmn. & Chrmn.of the Bd. Class A Common Stock, $.01 par value 9589.5 I By Wife Class A Common Stock, $.01 par value 2008-11-07 4 C 0 300000 A 353097 D Class B Common Stock, $.01 par value 2727667.5 D Class A Common Stock, $.01 par value 2008-11-07 4 S 0 200 32.18 D 352897 D Class A Common Stock, $.01 par value 2008-11-07 4 S 0 50 32.19 D 352847 D Class A Common Stock, $.01 par value 2008-11-07 4 S 0 200 32.25 D 352647 D Class A Common Stock, $.01 par value 2008-11-07 4 S 0 800 32.28 D 351847 D Class A Common Stock, $.01 par value 2008-11-07 4 S 0 800 32.29 D 351047 D Class A Common Stock, $.01 par value 2008-11-07 4 S 0 100 32.30 D 350947 D Class A Common Stock, $.01 par value 2008-11-07 4 S 0 100 32.33 D 350847 D Class A Common Stock, $.01 par value 2008-11-07 4 S 0 400 32.34 D 350447 D Class A Common Stock, $.01 par value 2008-11-07 4 S 0 300 32.35 D 350147 D Class A Common Stock, $.01 par value 2008-11-07 4 S 0 1200 32.37 D 348947 D Class A Common Stock, $.01 par value 2008-11-07 4 S 0 400 32.38 D 348547 D Class A Common Stock, $.01 par value 2008-11-07 4 S 0 300 32.39 D 348247 D Class A Common Stock, $.01 par value 2008-11-07 4 S 0 500 32.40 D 347747 D Class A Common Stock, $.01 par value 2008-11-07 4 S 0 1200 32.41 D 346547 D Class A Common Stock, $.01 par value 2008-11-07 4 S 0 100 32.44 D 346447 D Class A Common Stock, $.01 par value 2008-11-07 4 S 0 400 32.45 D 346047 D Class A Common Stock, $.01 par value 2008-11-07 4 S 0 700 32.46 D 345347 D Class A Common Stock, $.01 par value 2008-11-07 4 S 0 800 32.47 D 344547 D Class A Common Stock, $.01 par value 2008-11-07 4 S 0 100 32.48 D 344447 D Class A Common Stock, $.01 par value 2008-11-07 4 S 0 300 32.49 D 344147 D Class A Common Stock, $.01 par value 2008-11-07 4 S 0 100 32.50 D 344047 D Class A Common Stock, $.01 par value 2008-11-07 4 S 0 1200 32.51 D 342847 D Class A Common Stock, $.01 par value 2008-11-07 4 S 0 600 32.52 D 342247 D Class A Common Stock, $.01 par value 2008-11-07 4 S 0 700 32.53 D 341547 D Class A Common Stock, $.01 par value 2008-11-07 4 S 0 400 32.54 D 341147 D Class A Common Stock, $.01 par value 2008-11-07 4 S 0 200 32.55 D 340947 D Class A Common Stock, $.01 par value 2008-11-07 4 S 0 100 32.57 D 340847 D Class B Common Stock, $.01 par value 2008-11-07 4 C 0 300000 0 D Class A Common Stock, $.01 par value 300000 2727667.5 D These shares are held by Mr. Fuller's wife. Mr. Fuller disclaims beneficial ownership of these shares. These shares were received upon conversion of Class B Common Stock held by Mr. Fuller. Each share of Class B Common Stock is convertible into one share of Class A Common Stock. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2008. This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is convertible into one share of Class A Common Stock. Form #1 of 6 forms reporting 11/07/2008 and 11/10/2008 transactions. Allison M. Fergus, Attorney-in-Fact for Mortimer B. Fuller 2008-11-12 -----END PRIVACY-ENHANCED MESSAGE-----