-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MXHNUmotHCrThNoFkInB4Vg2lDWOWJUjMaDpszKJM4hBhaqgBI7rg+KJO969wqog hL72zZ/kPnGMynVy2Xzf+A== 0001192482-08-000231.txt : 20080611 0001192482-08-000231.hdr.sgml : 20080611 20080611133845 ACCESSION NUMBER: 0001192482-08-000231 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080609 FILED AS OF DATE: 20080611 DATE AS OF CHANGE: 20080611 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FULLER MORTIMER B III CENTRAL INDEX KEY: 0001032793 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 08892786 BUSINESS ADDRESS: BUSINESS PHONE: 203 629 3722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2008-06-09 0001012620 GENESEE & WYOMING INC GWR 0001032793 FULLER MORTIMER B III 66 FIELD POINT ROAD GREENWICH CT 06830 1 1 0 0 Exec.Chmn. & Chrmn.of the Bd. Class A Common Stock, $.01 par value 9589.5 I By Wife Class B Common Stock, $.01 par value 3027667.5 D Class A Common Stock, $.01 par value 2008-06-09 4 M 0 3849 16.60 A 342343 D Class A Common Stock, $.01 par value 2008-06-09 4 S 0 730 41.25 D 341613 D Class A Common Stock, $.01 par value 2008-06-09 4 S 0 567 41.277 D 341046 D Class A Common Stock, $.01 par value 2008-06-09 4 S 0 200 41.28 D 340846 D Class A Common Stock, $.01 par value 2008-06-09 4 S 0 300 41.39 D 340546 D Class A Common Stock, $.01 par value 2008-06-09 4 S 0 52 41.41 D 340494 D Class A Common Stock, $.01 par value 2008-06-09 4 S 0 51 41.43 D 340443 D Class A Common Stock, $.01 par value 2008-06-09 4 S 0 200 41.46 D 340243 D Class A Common Stock, $.01 par value 2008-06-09 4 S 0 100 41.47 D 340143 D Class A Common Stock, $.01 par value 2008-06-09 4 S 0 100 41.48 D 340043 D Class A Common Stock, $.01 par value 2008-06-09 4 S 0 249 41.49 D 339794 D Class A Common Stock, $.01 par value 2008-06-09 4 S 0 400 41.51 D 339394 D Class A Common Stock, $.01 par value 2008-06-09 4 S 0 400 41.56 D 338994 D Class A Common Stock, $.01 par value 2008-06-09 4 S 0 500 41.70 D 338494 D Stock Option (Right to Buy) 16.60 2008-06-09 4 M 0 3849 0 D 2010-05-17 Class A Common Stock, $.01 par value 3849 0 D These shares are held by Mr. Fuller's wife. Mr. Fuller disclaims beneficial ownership of these shares. This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is convertible into one share of Class A Common Stock. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2008. This option was granted under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and became vested in three equal annual installments, beginning May 17, 2006. Allison M. Fergus, Attorney-in-Fact for Mortimer B. Fuller 2008-06-11 -----END PRIVACY-ENHANCED MESSAGE-----