-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AIln4QJMnpUt2wKkgJU/Zg/SP+yGrhroQzeaf7ACxRaNixCuw+j2+ADIiSQH95Vv +qP+NqlYMk/Ao/jz13TALw== 0001192482-08-000228.txt : 20080610 0001192482-08-000228.hdr.sgml : 20080610 20080610140737 ACCESSION NUMBER: 0001192482-08-000228 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080606 FILED AS OF DATE: 20080610 DATE AS OF CHANGE: 20080610 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FULLER MORTIMER B III CENTRAL INDEX KEY: 0001032793 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 08890466 BUSINESS ADDRESS: BUSINESS PHONE: 203 629 3722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2008-06-06 0001012620 GENESEE & WYOMING INC GWR 0001032793 FULLER MORTIMER B III 66 FIELD POINT ROAD GREENWICH CT 06830 1 1 0 0 Exec.Chmn. & Chrmn.of the Bd. Class A Common Stock, $.01 par value 9589.5 I By Wife Class B Common Stock, $.01 par value 3027667.5 D Class A Common Stock, $.01 par value 2008-06-06 4 M 0 83951 16.60 A 422445 D Class A Common Stock, $.01 par value 2008-06-06 4 S 0 200 41.39 D 422245 D Class A Common Stock, $.01 par value 2008-06-06 4 S 0 400 41.40 D 421845 D Class A Common Stock, $.01 par value 2008-06-06 4 S 0 200 41.43 D 421645 D Class A Common Stock, $.01 par value 2008-06-06 4 S 0 1051 41.46 D 420594 D Class A Common Stock, $.01 par value 2008-06-06 4 S 0 100 41.47 D 420494 D Class A Common Stock, $.01 par value 2008-06-06 4 S 0 300 41.51 D 420194 D Class A Common Stock, $.01 par value 2008-06-06 4 S 0 300 41.53 D 419894 D Class A Common Stock, $.01 par value 2008-06-06 4 S 0 900 41.54 D 418994 D Class A Common Stock, $.01 par value 2008-06-06 4 S 0 300 41.55 D 418694 D Class A Common Stock, $.01 par value 2008-06-06 4 S 0 611 41.56 D 418083 D Class A Common Stock, $.01 par value 2008-06-06 4 S 0 200 41.57 D 417883 D Class A Common Stock, $.01 par value 2008-06-06 4 S 0 1000 41.58 D 416883 D Class A Common Stock, $.01 par value 2008-06-06 4 S 0 200 41.585 D 416683 D Class A Common Stock, $.01 par value 2008-06-06 4 S 0 400 41.5875 D 416283 D Class A Common Stock, $.01 par value 2008-06-06 4 S 0 100 41.59 D 416183 D Class A Common Stock, $.01 par value 2008-06-06 4 S 0 200 41.60 D 415983 D Class A Common Stock, $.01 par value 2008-06-06 4 S 0 400 41.6075 D 415583 D Class A Common Stock, $.01 par value 2008-06-06 4 S 0 1089 41.61 D 414494 D Class A Common Stock, $.01 par value 2008-06-06 4 S 0 1400 41.62 D 413094 D Class A Common Stock, $.01 par value 2008-06-06 4 S 0 700 41.6243 D 412394 D Class A Common Stock, $.01 par value 2008-06-06 4 S 0 900 41.63 D 411494 D Class A Common Stock, $.01 par value 2008-06-06 4 S 0 2200 41.64 D 409294 D Stock Option (Right to Buy) 16.60 2008-06-06 4 M 0 83951 0 D 2010-05-17 Class A Common Stock, $.01 par value 83951 3849 D These shares are held by Mr. Fuller's wife. Mr. Fuller disclaims beneficial ownership of these shares. This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is convertible into one share of Class A Common Stock. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2008. This option was granted under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and became vested in three equal annual installments, beginning May 17, 2006. Form #1 of 3 forms reporting 6/06/2008 transactions. Allison M. Fergus, Attorney-in-Fact for Mortimer B. Fuller 2008-06-10 -----END PRIVACY-ENHANCED MESSAGE-----