-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HgqeBXCjwuK9ClXsE2EpmkDohl9wYtXcyFJ9wtcst8iMbIbcwV+IFVvxwPrsSSBj 1Ap739dYck8q7+/xjUI8pw== 0001192482-08-000220.txt : 20080609 0001192482-08-000220.hdr.sgml : 20080609 20080609144443 ACCESSION NUMBER: 0001192482-08-000220 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080605 FILED AS OF DATE: 20080609 DATE AS OF CHANGE: 20080609 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FULLER MORTIMER B III CENTRAL INDEX KEY: 0001032793 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 08887867 BUSINESS ADDRESS: BUSINESS PHONE: 203 629 3722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2008-06-05 0001012620 GENESEE & WYOMING INC GWR 0001032793 FULLER MORTIMER B III 66 FIELD POINT ROAD GREENWICH CT 06830 1 1 0 0 Exec.Chmn. & Chrmn.of the Bd. Class A Common Stock, $.01 par value 9589.5 I By Wife Class B Common Stock, $.01 par value 3027667.5 D Class A Common Stock, $.01 par value 2008-06-05 4 M 0 3972 16.60 A 342466 D Class A Common Stock, $.01 par value 2008-06-05 4 M 0 53092 15.6333 A 395558 D Class A Common Stock, $.01 par value 2008-06-05 4 S 0 3800 40.71 D 391758 D Class A Common Stock, $.01 par value 2008-06-05 4 S 0 600 41.37 D 391158 D Class A Common Stock, $.01 par value 2008-06-05 4 S 0 700 41.39 D 390458 D Class A Common Stock, $.01 par value 2008-06-05 4 S 0 100 41.40 D 390358 D Class A Common Stock, $.01 par value 2008-06-05 4 S 0 100 41.41 D 390.258 D Class A Common Stock, $.01 par value 2008-06-05 4 S 0 100 41.42 D 390158 D Class A Common Stock, $.01 par value 2008-06-05 4 S 0 378 41.44 D 389780 D Class A Common Stock, $.01 par value 2008-06-05 4 S 0 200 41.45 D 389580 D Class A Common Stock, $.01 par value 2008-06-05 4 S 0 3379 41.46 D 386201 D Class A Common Stock, $.01 par value 2008-06-05 4 S 0 2464 41.47 D 383737 D Class A Common Stock, $.01 par value 2008-06-05 4 S 0 1165 41.48 D 382572 D Class A Common Stock, $.01 par value 2008-06-05 4 S 0 1200 41.49 D 381372 D Class A Common Stock, $.01 par value 2008-06-05 4 S 0 300 41.50 D 381072 D Class A Common Stock, $.01 par value 2008-06-05 4 S 0 200 41.51 D 380872 D Class A Common Stock, $.01 par value 2008-06-05 4 S 0 1093 41.52 D 379779 D Class A Common Stock, $.01 par value 2008-06-05 4 S 0 205 41.53 D 379574 D Class A Common Stock, $.01 par value 2008-06-05 4 S 0 200 41.54 D 379374 D Class A Common Stock, $.01 par value 2008-06-05 4 S 0 580 41.55 D 378794 D Class A Common Stock, $.01 par value 2008-06-05 4 S 0 100 41.58 D 378694 D Class A Common Stock, $.01 par value 2008-06-05 4 S 0 300 41.62 D 378394 D Class A Common Stock, $.01 par value 2008-06-05 4 S 0 700 41.64 D 377694 D Class A Common Stock, $.01 par value 2008-06-05 4 S 0 200 41.65 D 377494 D Stock Option (Right to Buy) 16.60 2008-06-05 4 M 0 3972 0 D 2010-05-17 Class A Common Stock, $.01 par value 3972 0 D Stock Option (Right to Buy) 15.6333 2008-06-05 4 M 0 53092 0 D 2009-05-11 Class A Common Stock, $.01 par value 53092 0 D These shares are held by Mr. Fuller's wife. Mr. Fuller disclaims beneficial ownership of these shares. This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is convertible into one share of Class A Common Stock. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2008. This option was granted under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and became vested in three equal annual installments, beginning May 11, 2005. This option was granted under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and became vested in three equal annual installments, beginning May 17, 2006. A portion of these options were exercised on June 4, 2008 (as disclosed in the Form 4 filed for Mr. Fuller on June 5, 2008) and the remainder of these options were exercised on June 5, 2008, as disclosed herein. Form #1 of 4 forms reporting 6/05/2008 transactions. Allison M. Fergus, Attorney-in-Fact for Mortimer B. Fuller 2008-06-09 -----END PRIVACY-ENHANCED MESSAGE-----