SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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OMB Number: 3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
FULLER MORTIMER B III

(Last) (First) (Middle)
66 FIELD POINT ROAD

(Street)
GREENWICH CT 06830

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
GENESEE & WYOMING INC [ GWR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Exec.Chmn. & Chrmn.of the Bd.
3. Date of Earliest Transaction (Month/Day/Year)
06/04/2008
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock, $.01 par value 9,589.5 I(1) By Wife(1)
Class B Common Stock, $.01 par value 3,027,667.5(2) D
Class A Common Stock, $.01 par value 06/04/2008 M 25,616 A $9.96 364,110 D
Class A Common Stock, $.01 par value 06/04/2008 M 31,283 A $15.6333 395,393 D
Class A Common Stock, $.01 par value 06/04/2008 S(3) 700 D $40.41 394,693 D
Class A Common Stock, $.01 par value 06/04/2008 S(3) 600 D $40.44 394,093 D
Class A Common Stock, $.01 par value 06/04/2008 S(3) 2,763 D $40.45 391,330 D
Class A Common Stock, $.01 par value 06/04/2008 S(3) 1,300 D $40.47 390,030 D
Class A Common Stock, $.01 par value 06/04/2008 S(3) 1,100 D $40.49 388,930 D
Class A Common Stock, $.01 par value 06/04/2008 S(3) 200 D $40.495 388,730 D
Class A Common Stock, $.01 par value 06/04/2008 S(3) 300 D $40.5 388,430 D
Class A Common Stock, $.01 par value 06/04/2008 S(3) 400 D $40.51 388,030 D
Class A Common Stock, $.01 par value 06/04/2008 S(3) 600 D $40.515 387,430 D
Class A Common Stock, $.01 par value 06/04/2008 S(3) 300 D $40.52 387,130 D
Class A Common Stock, $.01 par value 06/04/2008 S(3) 800 D $40.53 386,330 D
Class A Common Stock, $.01 par value 06/04/2008 S(3) 200 D $40.58 386,130 D
Class A Common Stock, $.01 par value 06/04/2008 S(3) 1,000 D $40.59 385,130 D
Class A Common Stock, $.01 par value 06/04/2008 S(3) 500 D $40.61 384,630 D
Class A Common Stock, $.01 par value 06/04/2008 S(3) 500 D $40.62 384,130 D
Class A Common Stock, $.01 par value 06/04/2008 S(3) 200 D $40.63 383,930 D
Class A Common Stock, $.01 par value 06/04/2008 S(3) 700 D $40.64 383,230 D
Class A Common Stock, $.01 par value 06/04/2008 S(3) 1,300 D $40.6408 381,930 D
Class A Common Stock, $.01 par value 06/04/2008 S(3) 1,400 D $40.6493 380,530 D
Class A Common Stock, $.01 par value 06/04/2008 S(3) 900 D $40.65 379,630 D
Class A Common Stock, $.01 par value 06/04/2008 S(3) 600 D $40.66 379,030 D
Class A Common Stock, $.01 par value 06/04/2008 S(3) 600 D $40.67 378,430 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $9.96 06/04/2008 M 25,616 (4) 07/30/2008 Class A Common Stock, $.01 par value 25,616 $0 0 D
Stock Option (Right to Buy) $15.6333 06/04/2008 M 31,283 (5) 05/11/2009 Class A Common Stock, $.01 par value 31,283 $0 0 D
Explanation of Responses:
1. These shares are held by Mr. Fuller's wife. Mr. Fuller disclaims beneficial ownership of these shares.
2. This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is convertible into one share of Class A Common Stock.
3. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2008.
4. This option was granted under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and became vested in three equal annual installments, beginning July 30, 2004.
5. This option was granted under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and became vested in three equal annual installments, beginning May 11, 2005.
Remarks:
Form #1 of 3 forms reporting 6/04/2008 transactions.
Allison M. Fergus, Attorney-in-Fact for Mortimer B. Fuller 06/05/2008
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.