-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FBCgOn9m9A5ijAHRmmYBMWXKpojegQn9Ps9AL938zfXft7xVmo+colZVEkM6JUQl ORj+fzcpnfYfLMRNg2orUQ== 0001192482-08-000210.txt : 20080605 0001192482-08-000210.hdr.sgml : 20080605 20080605173614 ACCESSION NUMBER: 0001192482-08-000210 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080604 FILED AS OF DATE: 20080605 DATE AS OF CHANGE: 20080605 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FULLER MORTIMER B III CENTRAL INDEX KEY: 0001032793 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 08883926 BUSINESS ADDRESS: BUSINESS PHONE: 203 629 3722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2008-06-04 0001012620 GENESEE & WYOMING INC GWR 0001032793 FULLER MORTIMER B III 66 FIELD POINT ROAD GREENWICH CT 06830 1 1 0 0 Exec.Chmn. & Chrmn.of the Bd. Class A Common Stock, $.01 par value 9589.5 I By Wife Class B Common Stock, $.01 par value 3027667.5 D Class A Common Stock, $.01 par value 2008-06-04 4 M 0 25616 9.96 A 364110 D Class A Common Stock, $.01 par value 2008-06-04 4 M 0 31283 15.6333 A 395393 D Class A Common Stock, $.01 par value 2008-06-04 4 S 0 700 40.41 D 394693 D Class A Common Stock, $.01 par value 2008-06-04 4 S 0 600 40.44 D 394093 D Class A Common Stock, $.01 par value 2008-06-04 4 S 0 2763 40.45 D 391330 D Class A Common Stock, $.01 par value 2008-06-04 4 S 0 1300 40.47 D 390030 D Class A Common Stock, $.01 par value 2008-06-04 4 S 0 1100 40.49 D 388930 D Class A Common Stock, $.01 par value 2008-06-04 4 S 0 200 40.495 D 388730 D Class A Common Stock, $.01 par value 2008-06-04 4 S 0 300 40.50 D 388430 D Class A Common Stock, $.01 par value 2008-06-04 4 S 0 400 40.51 D 388030 D Class A Common Stock, $.01 par value 2008-06-04 4 S 0 600 40.515 D 387430 D Class A Common Stock, $.01 par value 2008-06-04 4 S 0 300 40.52 D 387130 D Class A Common Stock, $.01 par value 2008-06-04 4 S 0 800 40.53 D 386330 D Class A Common Stock, $.01 par value 2008-06-04 4 S 0 200 40.58 D 386130 D Class A Common Stock, $.01 par value 2008-06-04 4 S 0 1000 40.59 D 385130 D Class A Common Stock, $.01 par value 2008-06-04 4 S 0 500 40.61 D 384630 D Class A Common Stock, $.01 par value 2008-06-04 4 S 0 500 40.62 D 384130 D Class A Common Stock, $.01 par value 2008-06-04 4 S 0 200 40.63 D 383930 D Class A Common Stock, $.01 par value 2008-06-04 4 S 0 700 40.64 D 383230 D Class A Common Stock, $.01 par value 2008-06-04 4 S 0 1300 40.6408 D 381930 D Class A Common Stock, $.01 par value 2008-06-04 4 S 0 1400 40.6493 D 380530 D Class A Common Stock, $.01 par value 2008-06-04 4 S 0 900 40.65 D 379630 D Class A Common Stock, $.01 par value 2008-06-04 4 S 0 600 40.66 D 379030 D Class A Common Stock, $.01 par value 2008-06-04 4 S 0 600 40.67 D 378430 D Stock Option (Right to Buy) 9.96 2008-06-04 4 M 0 25616 0 D 2008-07-30 Class A Common Stock, $.01 par value 25616 0 D Stock Option (Right to Buy) 15.6333 2008-06-04 4 M 0 31283 0 D 2009-05-11 Class A Common Stock, $.01 par value 31283 0 D These shares are held by Mr. Fuller's wife. Mr. Fuller disclaims beneficial ownership of these shares. This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is convertible into one share of Class A Common Stock. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2008. This option was granted under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and became vested in three equal annual installments, beginning July 30, 2004. This option was granted under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and became vested in three equal annual installments, beginning May 11, 2005. Form #1 of 3 forms reporting 6/04/2008 transactions. Allison M. Fergus, Attorney-in-Fact for Mortimer B. Fuller 2008-06-05 -----END PRIVACY-ENHANCED MESSAGE-----