-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SJHw/soPodTlHhDFBy2vr0xo2DJcMGpNMlgQnMrrHuIa/CR1YxV75S39yuTSUvhf fJFszIvB7O059FWjl8KmCg== 0001192482-08-000202.txt : 20080603 0001192482-08-000202.hdr.sgml : 20080603 20080603162620 ACCESSION NUMBER: 0001192482-08-000202 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080530 FILED AS OF DATE: 20080603 DATE AS OF CHANGE: 20080603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FULLER MORTIMER B III CENTRAL INDEX KEY: 0001032793 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 08877790 BUSINESS ADDRESS: BUSINESS PHONE: 203 629 3722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2008-05-30 0001012620 GENESEE & WYOMING INC GWR 0001032793 FULLER MORTIMER B III 66 FIELD POINT ROAD GREENWICH CT 06830 1 1 0 0 Exec.Chmn. & Chrmn.of the Bd. Class A Common Stock, $.01 par value 2008-05-30 4 D 0 1923 40.82 D 325183 D Class A Common Stock, $.01 par value 2008-05-30 4 M 0 6024 18.26 A 331207 D Class A Common Stock, $.01 par value 2008-05-30 4 M 0 10040 10.956 A 341247 D Class A Common Stock, $.01 par value 2008-06-02 4 D 0 2753 40.82 D 338494 D Class A Common Stock, $.01 par value 9589.5 I By Wife Class B Common Stock, $.01 par value 3027667.5 D Stock Option (Right to Buy) 18.26 2008-05-30 4 M 0 6024 0 D 2010-05-17 Class A Common Stock, $.01 par value 6024 0 D Stock Option (Right to Buy) 10.956 2008-05-30 4 M 0 10040 0 D 2008-07-30 Class A Common Stock, $.01 par value 10040 0 D These shares were surrendered to Genesee & Wyoming Inc. for the payment of taxes in connection with the vesting of a previously granted restricted stock award. These shares are held by Mr. Fuller's wife. Mr. Fuller disclaims beneficial ownership of these shares. This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock. This option was granted under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and became vested in three equal annual installments, beginning May 17, 2006 This option was granted under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and became vested in three equal annual installments, beginning July 30, 2004. Allison M. Fergus, Attorney-in-Fact for Mortimer B. Fuller 2008-06-03 -----END PRIVACY-ENHANCED MESSAGE-----