-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SC5FAo3p8XbhNm110nh4QOk0S0PajuE25xRTLWO7v8T333giZF/a9lJREg4u3KJl FLDPFcbPOZEQIE7687u8vQ== 0001192482-08-000201.txt : 20080603 0001192482-08-000201.hdr.sgml : 20080603 20080603162437 ACCESSION NUMBER: 0001192482-08-000201 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080530 FILED AS OF DATE: 20080603 DATE AS OF CHANGE: 20080603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HELLMANN JOHN C CENTRAL INDEX KEY: 0001241524 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 08877770 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 20362937222 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2008-05-30 0001012620 GENESEE & WYOMING INC GWR 0001241524 HELLMANN JOHN C 66 FIELD POINT ROAD GREENWICH CT 06830 1 1 0 0 Chief Exec.Officer & President Class A Common Stock, $.01 par value 2008-05-30 4 D 0 1639 40.82 D 162226 D Class A Common Stock, $.01 par value 2008-05-30 4 M 0 67501 9.96 A 229727 D Class A Common Stock, $.01 par value 2008-05-30 4 F 0 37500 40.82 D 192227 D Class A Common Stock, $.01 par value 2008-06-02 4 D 0 1552 40.82 D 190675 D Class B Common Stock, $.01 par value 1872 D Stock Option (Right to Buy) 9.96 2008-05-30 4 M 0 67501 0 D 2008-07-30 Class A Common Stock, $.01 par value 67501 0 D These shares were surrendered to Genesee & Wyoming Inc. for the payment of taxes in connection with the vesting of a previously granted restricted stock award. These previously acquired and reported shares were delivered by Mr. Hellmann to Genesee & Wyoming Inc. for payment of taxes and the exercise price associated with the exercise of 67,501 stock options reported in Table II hereto. This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock. This option was granted under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and became vested in three equal annual installments, beginning July 30, 2004. By Allison M. Fergus, Attorney in Fact for John C. Hellmann 2008-06-03 -----END PRIVACY-ENHANCED MESSAGE-----