-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OyzRea2QW9omgdbJawgCjlc55F314Ca68q8/b44v3Deh1dMIscmB7cZ+O/ctshZu tx0PkQuzq5OtKO3Tdoly4A== 0001192482-07-000079.txt : 20070301 0001192482-07-000079.hdr.sgml : 20070301 20070301151917 ACCESSION NUMBER: 0001192482-07-000079 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070228 FILED AS OF DATE: 20070301 DATE AS OF CHANGE: 20070301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HELLMANN JOHN C CENTRAL INDEX KEY: 0001241524 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 07662905 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 20362937222 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-02-28 0001012620 GENESEE & WYOMING INC GWR 0001241524 HELLMANN JOHN C 66 FIELD POINT ROAD GREENWICH CT 06830 1 1 0 0 President Class A Common Stock, $.01 par value 2007-02-28 4 M 0 43019 9.4889 A 156493 D Class B Common Stock, $.01 par value 1872 D Stock Option (Right to Buy) 9.4889 2007-02-28 4 M 0 43019 0 D 2007-05-22 Class A Common Stock, $.01 par value 43019 0 D This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock. This option was granted under the Genesee & Wyoming 2004 Omnibus Incentive Plan on May 23, 2002 and vests in four equal annual installments beginning on May 23, 2003. /s/ Allison M. Fergus, Attorney in Fact for John C. Hellmann 2007-03-01 -----END PRIVACY-ENHANCED MESSAGE-----