-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OrMlo9WgyKGJFqtlvxnQ6fULNMoCtElrA2d8nN6PbozNOQpp9+cR9IqlU/dJV0iG sYstHWobC/bgomwKX/9y7g== 0001192482-06-000372.txt : 20060803 0001192482-06-000372.hdr.sgml : 20060803 20060803083734 ACCESSION NUMBER: 0001192482-06-000372 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060801 FILED AS OF DATE: 20060803 DATE AS OF CHANGE: 20060803 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FULLER MORTIMER B III CENTRAL INDEX KEY: 0001032793 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 061000088 BUSINESS ADDRESS: BUSINESS PHONE: 203 629 3722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-08-01 0001012620 GENESEE & WYOMING INC GWR 0001032793 FULLER MORTIMER B III 66 FIELD POINT ROAD GREENWICH CT 06830 1 1 0 0 Chairman of the Board and CEO Class A Common Stock, $.01 par value 2006-08-01 4 M 0 2 18.26 A 147514 D Class A Common Stock, $.01 par value 2006-08-01 4 M 0 76845 9.96 A 224359 D Class A Common Stock, $.01 par value 2006-08-01 4 M 0 85086 9.4889 A 309445 D Class A Common Stock, $.01 par value 2006-08-01 4 M 0 10539 10.44 A 319984 D Class A Common Stock, $.01 par value 9589 I By Wife Class B Common Stock, $.01 par value 3027667 D Stock Option (Right to Buy) 18.26 2006-08-01 4 M 0 2 0 D 2010-05-17 Class A Common Stock, $.01 par value 2 0 D Stock Option (Right to Buy) 9.96 2006-08-01 4 M 0 76845 0 D 2008-07-30 Class A Common Stock, $.01 par value 76845 0 D Stock Option (Right to Buy) 9.4889 2006-08-01 4 M 0 85086 0 D 2007-05-22 Class A Common Stock, $.01 par value 85086 0 D Stock Option (Right to Buy) 10.44 2006-08-01 4 M 0 10539 0 D 2007-05-22 Class A Common Stock, $.01 par value 10539 0 D These shares are held by Mr. Fuller's wife. Mr. Fuller disclaims beneficial ownership of these shares. This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock. This option was granted under the Genesee & Wyoming 2004 Omnibus Incentive Plan on May 18, 2005 and vests in three equal annual installments beginning on May 18, 2006. This option was granted under the Genesee & Wyoming 1996 Plan on July 31, 2003 and vests in four equal annual installments beginning on July 31, 2004. This option was granted under the Genesee & Wyoming 1996 Plan on May 23, 2002 and was fully vested as of May 23, 2006. Allison M. Fergus, Attorney in Fact for Mortimer B. Fuller 2006-08-02 -----END PRIVACY-ENHANCED MESSAGE-----