-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U91WvkyT4MYPcMWEG2b+yIA10nrlpckg5QWxm/nIRruprEKm2hni5vPf/gZ3x+7K 2Si7FetOySRDgXOJ8CcqPw== 0001192482-06-000150.txt : 20060227 0001192482-06-000150.hdr.sgml : 20060227 20060227180516 ACCESSION NUMBER: 0001192482-06-000150 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050502 FILED AS OF DATE: 20060227 DATE AS OF CHANGE: 20060227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Benz James W CENTRAL INDEX KEY: 0001326526 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 06647984 BUSINESS ADDRESS: BUSINESS PHONE: 203-629-3722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 3/A 1 edgar.xml PRIMARY DOCUMENT X0202 3/A 2005-05-02 2005-05-12 0 0001012620 GENESEE & WYOMING INC GWR 0001326526 Benz James W 66 FIELD POINT ROAD GREENWICH CT 06830 0 1 0 0 Chief Operating Officer Class A Common Stock, $.01 par value 33418 D Employee Stock Option (Right to Buy) 7.0555 2006-04-05 Class A Common Stock, $.01 par value 3165 D Employee Stock Option (Right to Buy) 14.2333 2007-05-22 Class A Common Stock, $.01 par value 12000 D Employee Stock Option (Right to Buy) 14.94 2008-07-30 Class A Common Stock, $.01 par value 1947 D Employee Stock Option (Right to Buy) 14.94 2008-07-30 Class A Common Stock, $.01 par value 10053 D Employee Stock Option (Right to Buy) 23.45 2009-05-11 Class A Common Stock, $.01 par value 8365 D Employee Stock Option (Right to Buy) 23.45 2009-05-11 Class A Common Stock, $.01 par value 2885 D Employee Stock Option (Right to Buy) 7.0555 2006-04-05 Class A Common Stock, $.01 par value 1266 I By Spouse Employee Stock Option (Right to Buy) 14.2333 2007-05-22 Class A Common Stock, $.01 par value 3000 I By Spouse Employee Stock Option (Right to Buy) 14.94 2008-07-30 Class A Common Stock, $.01 par value 1650 I By Spouse Employee Stock Option (Right to Buy) 23.45 2009-05-11 Class A Common Stock, $.01 par value 1000 I By Spouse Includes 1,080 additional shares omitted from the Form 3 filed May 12, 2005 and from each subsequent Form 4 filed by the reporting person. Includes 1,030 shares of restricted stock granted under the Genesee & Wyoming Inc. 2004 Omnibus Incentive Plan ("Restricted Shares"). The Restricted Shares will vest in two installments of 515 on May 11, 2006 and May 11, 2007. This option is fully exercisable. This option is exercisable currently as to 6,000 of such shares, and will become exercisable as to 3,000 shares on May 23, 2005 and as to 3,000 shares on May 23, 2006. This option is exercisable currently as to 1,287 of such shares and will become exercisable as to 660 shares on July 31, 2005. This option is exercisable currently as to 1,713 of such shares, and will become exercisable as to 2,340 shares on July 31, 2005, as to 3,000 shares on July 31, 2006 and as to 3,000 shares on July 31, 2007. This option will become exercisable as to 3,750 of such shares on May 12, 2005, as to 3,218 shares on May 12, 2006 and as to 1,397 shares on May 12, 2007. This option will become exercisable as to 532 of such shares on May 12, 2006 and as to 2,353 shares on May 12, 2007. This option is fully exercisable. This option is exercisable currently as to 1,500 of such shares, and will become exercisable as to 750 shares on May 23, 2005 and as to 750 shares on May 23, 2006. This option is exercisable currently as to 412 of such shares, and will become exercisable as to 413 shares on July 31, 2005, as to 412 shares on July 31, 2006 and as to 413 shares on July 31, 2007. This option will become exercisable as to 334 of such shares on May 12, 2005, as to 333 shares on May 12, 2006 and as to 333 shares on May 12, 2007. Adam B. Frankel, Attorney In Fact for James W. Benz 2006-02-27 -----END PRIVACY-ENHANCED MESSAGE-----