0001181431-14-034035.txt : 20141008 0001181431-14-034035.hdr.sgml : 20141008 20141008170526 ACCESSION NUMBER: 0001181431-14-034035 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141008 DATE AS OF CHANGE: 20141008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 WEST AVENUE CITY: DARIEN STATE: CT ZIP: 06820 BUSINESS PHONE: 2032028900 MAIL ADDRESS: STREET 1: 20 WEST AVENUE CITY: DARIEN STATE: CT ZIP: 06820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RINGO PHILIP J CENTRAL INDEX KEY: 0000944019 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 141148499 MAIL ADDRESS: STREET 1: C/O INTERNET CAPITAL GROUP STREET 2: 690 LEE ROAD, SUITE 310 CITY: WAYNE STATE: PA ZIP: 19087 4/A 1 rrd417421.xml OCTOBER 8 FORM 4A X0306 4/A 2014-09-30 2014-10-02 0 0001012620 GENESEE & WYOMING INC GWR 0000944019 RINGO PHILIP J C/O GENESEE & WYOMING INC. 20 WEST AVENUE DARIEN CT 06820 1 0 0 0 Class A Common Stock, $.01 par value 2014-09-30 4 A 0 417 96.36 A 98763 D The Form 4 originally filed on October 2, 2014 is being amended to correct the number of deferred stock units awarded on September 30, 2014 due to an administrative error associated with an increase in director compensation. These are deferred stock units acquired pursuant to the deferred stock arrangements for non-employee directors in accordance with the terms of the Second Amended and Restated 2004 Omnibus Incentive Plan ("Omnibus Plan") of Genesee & Wyoming Inc. (the "Company"). The deferred stock units are converted into shares of the Company's Class A Common Stock on a one-for-one basis upon distribution. Distribution of shares of Class A Common Stock occurs the first day of the calendar month after a director's service on the Company's Board of Directors terminates or upon another date or dates designated by the director pursuant to the Omnibus Plan. Allison M. Fergus, Attorney-in-Fact for Philip J. Ringo 2014-10-08