0001181431-14-027745.txt : 20140730 0001181431-14-027745.hdr.sgml : 20140730 20140730180744 ACCESSION NUMBER: 0001181431-14-027745 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140530 FILED AS OF DATE: 20140730 DATE AS OF CHANGE: 20140730 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 WEST AVENUE CITY: DARIEN STATE: CT ZIP: 06820 BUSINESS PHONE: 2032028900 MAIL ADDRESS: STREET 1: 20 WEST AVENUE CITY: DARIEN STATE: CT ZIP: 06820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HELLMANN JOHN C CENTRAL INDEX KEY: 0001241524 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 141003899 4/A 1 rrd413739.xml FORM A X0306 4/A 2014-05-30 2014-06-03 0 0001012620 GENESEE & WYOMING INC GWR 0001241524 HELLMANN JOHN C 20 WEST AVENUE DARIEN CT 06820 1 1 0 0 Chief Exec. Officer & Pres. Class A Common Stock, $.01 par value 2014-05-30 4 A 0 4573 0 A 293220 D Class A Common Stock, $.01 par value 55555 I By Trust Stock Option (Right to Buy) 97.35 2014-05-30 4 A 0 22631 0 A 2019-05-29 Class A Common Stock, $.01 par value 22631 22631 D Class B Common Stock, $.01 par value Class A Common Stock, $.01 par value 1872 D This restricted stock award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan (the "Plan") and will vest in three equal annual installments, beginning February 28, 2015. Held by a trust of which Mr. Hellmann is investment trustee for the benefit of family members of Mr. Hellmann. This option award was granted under the Plan and will vest in three equal annual installments, beginning February 28, 2015. This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock. This Form 4A is being filed to amend the Form 4 filed for Mr. Hellmann on June 3, 2014, which failed to reflect the grant of the first of three installments of Mr. Hellmann's additional long-term incentive equity award as further described in the Company's DEF14A filed with the Securities and Exchange Commission on April 8, 2014. Allison M. Fergus, Attorney-in-Fact for John C. Hellmann 2014-07-30