0001181431-14-027745.txt : 20140730
0001181431-14-027745.hdr.sgml : 20140730
20140730180744
ACCESSION NUMBER: 0001181431-14-027745
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140530
FILED AS OF DATE: 20140730
DATE AS OF CHANGE: 20140730
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GENESEE & WYOMING INC
CENTRAL INDEX KEY: 0001012620
STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011]
IRS NUMBER: 060984624
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 20 WEST AVENUE
CITY: DARIEN
STATE: CT
ZIP: 06820
BUSINESS PHONE: 2032028900
MAIL ADDRESS:
STREET 1: 20 WEST AVENUE
CITY: DARIEN
STATE: CT
ZIP: 06820
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HELLMANN JOHN C
CENTRAL INDEX KEY: 0001241524
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31456
FILM NUMBER: 141003899
4/A
1
rrd413739.xml
FORM A
X0306
4/A
2014-05-30
2014-06-03
0
0001012620
GENESEE & WYOMING INC
GWR
0001241524
HELLMANN JOHN C
20 WEST AVENUE
DARIEN
CT
06820
1
1
0
0
Chief Exec. Officer & Pres.
Class A Common Stock, $.01 par value
2014-05-30
4
A
0
4573
0
A
293220
D
Class A Common Stock, $.01 par value
55555
I
By Trust
Stock Option (Right to Buy)
97.35
2014-05-30
4
A
0
22631
0
A
2019-05-29
Class A Common Stock, $.01 par value
22631
22631
D
Class B Common Stock, $.01 par value
Class A Common Stock, $.01 par value
1872
D
This restricted stock award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan (the "Plan") and will vest in three equal annual installments, beginning February 28, 2015.
Held by a trust of which Mr. Hellmann is investment trustee for the benefit of family members of Mr. Hellmann.
This option award was granted under the Plan and will vest in three equal annual installments, beginning February 28, 2015.
This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock.
This Form 4A is being filed to amend the Form 4 filed for Mr. Hellmann on June 3, 2014, which failed to reflect the grant of the first of three installments of Mr. Hellmann's additional long-term incentive equity award as further described in the Company's DEF14A filed with the Securities and Exchange Commission on April 8, 2014.
Allison M. Fergus, Attorney-in-Fact for John C. Hellmann
2014-07-30