0001181431-14-021328.txt : 20140527
0001181431-14-021328.hdr.sgml : 20140526
20140527172035
ACCESSION NUMBER: 0001181431-14-021328
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140522
FILED AS OF DATE: 20140527
DATE AS OF CHANGE: 20140527
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GENESEE & WYOMING INC
CENTRAL INDEX KEY: 0001012620
STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011]
IRS NUMBER: 060984624
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 20 WEST AVENUE
CITY: DARIEN
STATE: CT
ZIP: 06820
BUSINESS PHONE: 2032028900
MAIL ADDRESS:
STREET 1: 20 WEST AVENUE
CITY: DARIEN
STATE: CT
ZIP: 06820
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FULLER MORTIMER B III
CENTRAL INDEX KEY: 0001032793
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31456
FILM NUMBER: 14870696
MAIL ADDRESS:
STREET 1: 66 FIELD POINT ROAD
CITY: GREENWICH
STATE: CT
ZIP: 06830
4
1
rrd410293.xml
MAY 2014 CONVERSION
X0306
4
2014-05-22
0
0001012620
GENESEE & WYOMING INC
GWR
0001032793
FULLER MORTIMER B III
20 WEST AVENUE
DARIEN
CT
06820
1
0
0
0
Class A Common Stock, $.01 par value
2014-05-22
4
C
0
80000
A
99870
D
Class A Common Stock, $.01 par value
2014-05-23
4
S
0
41757
96.42
D
58113
D
Class A Common Stock, $.01 par value
2014-05-27
4
S
0
38243
96.68
D
19870
D
Class A Common Stock, $.01 par value
31230
I
By trust
Class A Common Stock, $.01 par value
225.5
I
By wife
Class B Common Stock, $.01 par value
2014-05-22
4
C
0
80000
0
D
Class A Common Stock, $.01 par value
80000
821873
D
Class B Common Stock, $.01 par value
Class A Common Stock, $.01 par value
54000
I
By trust
Class B Common Stock, $.01 par value
Class A Common Stock, $.01 par value
2748
I
By wife
These shares were received upon the conversion of Class B Common Stock. Each share of Class B Common Stock is convertible into one share of Class A Common Stock.
Mr. Fuller's sales were made to diversify his portfolio and in connection with his tax planning.
The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported in this Form 4.
Represents the weighted average sales price for the price increments ranging from $96.05 to $96.68.
Represents the weighted average sales price for the price increments ranging from $96.29 to $97.08.
Held by trusts of which Mr. Fuller is trustee for the benefit of members of Mr. Fuller's family. Mr. Fuller disclaims beneficial ownership of these shares.
These shares are held by Mr. Fuller's wife. Mr. Fuller disclaims beneficial ownership of these shares.
This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock.
Allison M. Fergus, Attorney-in-Fact for Mortimer B. Fuller III
2014-05-27