0001181431-14-021328.txt : 20140527 0001181431-14-021328.hdr.sgml : 20140526 20140527172035 ACCESSION NUMBER: 0001181431-14-021328 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140522 FILED AS OF DATE: 20140527 DATE AS OF CHANGE: 20140527 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 WEST AVENUE CITY: DARIEN STATE: CT ZIP: 06820 BUSINESS PHONE: 2032028900 MAIL ADDRESS: STREET 1: 20 WEST AVENUE CITY: DARIEN STATE: CT ZIP: 06820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FULLER MORTIMER B III CENTRAL INDEX KEY: 0001032793 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 14870696 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 rrd410293.xml MAY 2014 CONVERSION X0306 4 2014-05-22 0 0001012620 GENESEE & WYOMING INC GWR 0001032793 FULLER MORTIMER B III 20 WEST AVENUE DARIEN CT 06820 1 0 0 0 Class A Common Stock, $.01 par value 2014-05-22 4 C 0 80000 A 99870 D Class A Common Stock, $.01 par value 2014-05-23 4 S 0 41757 96.42 D 58113 D Class A Common Stock, $.01 par value 2014-05-27 4 S 0 38243 96.68 D 19870 D Class A Common Stock, $.01 par value 31230 I By trust Class A Common Stock, $.01 par value 225.5 I By wife Class B Common Stock, $.01 par value 2014-05-22 4 C 0 80000 0 D Class A Common Stock, $.01 par value 80000 821873 D Class B Common Stock, $.01 par value Class A Common Stock, $.01 par value 54000 I By trust Class B Common Stock, $.01 par value Class A Common Stock, $.01 par value 2748 I By wife These shares were received upon the conversion of Class B Common Stock. Each share of Class B Common Stock is convertible into one share of Class A Common Stock. Mr. Fuller's sales were made to diversify his portfolio and in connection with his tax planning. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported in this Form 4. Represents the weighted average sales price for the price increments ranging from $96.05 to $96.68. Represents the weighted average sales price for the price increments ranging from $96.29 to $97.08. Held by trusts of which Mr. Fuller is trustee for the benefit of members of Mr. Fuller's family. Mr. Fuller disclaims beneficial ownership of these shares. These shares are held by Mr. Fuller's wife. Mr. Fuller disclaims beneficial ownership of these shares. This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock. Allison M. Fergus, Attorney-in-Fact for Mortimer B. Fuller III 2014-05-27