0001181431-14-010653.txt : 20140304 0001181431-14-010653.hdr.sgml : 20140304 20140304172436 ACCESSION NUMBER: 0001181431-14-010653 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140228 FILED AS OF DATE: 20140304 DATE AS OF CHANGE: 20140304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 WEST AVENUE CITY: DARIEN STATE: CT ZIP: 06820 BUSINESS PHONE: 2032028900 MAIL ADDRESS: STREET 1: 20 WEST AVENUE CITY: DARIEN STATE: CT ZIP: 06820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown David A CENTRAL INDEX KEY: 0001480226 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 14666179 MAIL ADDRESS: STREET 1: GENESEE & WYOMING INC. STREET 2: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 rrd404288.xml FEBRUARY 28 AWARD X0306 4 2014-02-28 0 0001012620 GENESEE & WYOMING INC GWR 0001480226 Brown David A 20 WEST AVENUE DARIEN CT 06820 0 1 0 0 Chief Operating Officer Class A Common Stock, $.01 par value 2014-02-28 4 F 0 299 98.92 D 6587 D Class A Common Stock, $.01 par value 2014-02-28 4 A 0 891 0 A 7478 D Stock Option (Right to Buy) 98.92 2014-02-28 4 A 0 4620 0 A 2019-02-27 Class A Common Stock, $.01 par value 4620 4620 D These shares were surrendered to Genesee & Wyoming Inc. for the payment of taxes in connection with the vesting of previously granted restricted stock awards. This restricted stock award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan (the "Plan") and will vest in three equal annual installments, beginning February 28, 2015. This option award was granted under the Plan and will vest in three equal annual installments, beginning February 28, 2015. Allison M. Fergus, Attorney-in-Fact for David A. Brown 2014-03-04