0001181431-14-010652.txt : 20140304 0001181431-14-010652.hdr.sgml : 20140304 20140304172415 ACCESSION NUMBER: 0001181431-14-010652 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140228 FILED AS OF DATE: 20140304 DATE AS OF CHANGE: 20140304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 WEST AVENUE CITY: DARIEN STATE: CT ZIP: 06820 BUSINESS PHONE: 2032028900 MAIL ADDRESS: STREET 1: 20 WEST AVENUE CITY: DARIEN STATE: CT ZIP: 06820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fergus Allison M CENTRAL INDEX KEY: 0001379256 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 14666169 MAIL ADDRESS: STREET 1: C/O GENESEE & WYOMING INC STREET 2: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 rrd404291.xml FEBRUARY 28 GRANT X0306 4 2014-02-28 0 0001012620 GENESEE & WYOMING INC GWR 0001379256 Fergus Allison M 20 WEST AVENUE DARIEN CT 06820 0 1 0 0 General Counsel and Secretary Class A Common Stock, $.01 par value 2014-02-28 4 F 0 875 98.92 D 31294 D Class A Common Stock, $.01 par value 2014-02-28 4 A 0 940 0 A 32234 D Stock Option (Right to Buy) 98.92 2014-02-28 4 A 0 4875 0 A 2019-02-27 Class A Common Stock, $.01 par value 4875 4875 D These shares were surrendered to Genesee & Wyoming Inc. for the payment of taxes in connection with the vesting of previously granted restricted stock awards. All shares are held in a joint account with spouse. This restricted stock award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan (the "Plan") and will vest in three equal annual installments, beginning February 28, 2015. This option award was granted under the Plan and will vest in three equal annual installments, beginning February 28, 2015. Allison M. Fergus 2014-03-04