0001181431-13-061084.txt : 20131202
0001181431-13-061084.hdr.sgml : 20131202
20131202171358
ACCESSION NUMBER: 0001181431-13-061084
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131127
FILED AS OF DATE: 20131202
DATE AS OF CHANGE: 20131202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GENESEE & WYOMING INC
CENTRAL INDEX KEY: 0001012620
STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011]
IRS NUMBER: 060984624
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 20 WEST AVENUE
CITY: DARIEN
STATE: CT
ZIP: 06820
BUSINESS PHONE: 2032028900
MAIL ADDRESS:
STREET 1: 20 WEST AVENUE
CITY: DARIEN
STATE: CT
ZIP: 06820
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FULLER MORTIMER B III
CENTRAL INDEX KEY: 0001032793
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31456
FILM NUMBER: 131252435
MAIL ADDRESS:
STREET 1: 66 FIELD POINT ROAD
CITY: GREENWICH
STATE: CT
ZIP: 06830
4
1
rrd396469.xml
11/27/13 CONVERSION
X0306
4
2013-11-27
0
0001012620
GENESEE & WYOMING INC
GWR
0001032793
FULLER MORTIMER B III
20 WEST AVENUE
DARIEN
CT
06820
1
0
0
0
Class A Common Stock, $.01 par value
2013-11-27
4
C
0
27100
A
45971
D
Class A Common Stock, $.01 par value
31230
I
By trust
Class A Common Stock, $.01 par value
225.5
I
By wife
Class B Common Stock, $.01 par value
2013-11-27
4
C
0
27100
0
D
Class A Common Stock, $.01 par value
27100
901873
D
Class B Common Stock, $.01 par value
Class A Common Stock, $.01 par value
54000
I
By trust
Class B Common Stock, $.01 par value
Class A Common Stock, $.01 par value
2748
I
B wife
These shares were received upon conversion of Class B Common Stock. Each share of Class B Common Stock is convertible into one share of Class A Common Stock.
Held by trusts of which Mr. Fuller is trustee for the benefit of members of Mr. Fuller's family. Mr. Fuller disclaims beneficial ownership of these shares.
These shares are held by Mr. Fuller's wife. Mr. Fuller disclaims beneficial ownership of these shares.
This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock.
Allison M. Fergus, Attorney-in-Fact for Mortimer B. Fuller III
2013-12-02