0001181431-13-061066.txt : 20131202 0001181431-13-061066.hdr.sgml : 20131202 20131202162234 ACCESSION NUMBER: 0001181431-13-061066 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131127 FILED AS OF DATE: 20131202 DATE AS OF CHANGE: 20131202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 WEST AVENUE CITY: DARIEN STATE: CT ZIP: 06820 BUSINESS PHONE: 2032028900 MAIL ADDRESS: STREET 1: 20 WEST AVENUE CITY: DARIEN STATE: CT ZIP: 06820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fergus Allison M CENTRAL INDEX KEY: 0001379256 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 131252053 MAIL ADDRESS: STREET 1: C/O GENESEE & WYOMING INC STREET 2: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 rrd396446.xml NOV 27 TRANSACTION X0306 4 2013-11-27 0 0001012620 GENESEE & WYOMING INC GWR 0001379256 Fergus Allison M 20 WEST AVENUE DARIEN CT 06820 0 1 0 0 General Counsel and Secretary Class A Common Stock, $.01 par value 2013-11-27 4 M 0 3112 20.89 A 31700 D Class A Common Stock, $.01 par value 2013-11-27 4 M 0 6221 20.89 A 37921 D Class A Common Stock, $.01 par value 2013-11-27 4 S 0 6221 96.19 D 31700 D Stock Option (Right to Buy) 20.89 2013-11-27 4 M 0 3112 0 D 2014-02-26 Class A Common Stock, $.01 par value 3112 0 D Stock Option (Right to Buy) 20.89 2013-11-27 4 M 0 6221 0 D 2014-02-26 Class A Common Stock, $.01 par value 6221 0 D All shares are held in a joint account with spouse. This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and vested in three annual installments beginning February 27, 2010. Allison M. Fergus 2013-12-02