0001181431-13-046593.txt : 20130827 0001181431-13-046593.hdr.sgml : 20130827 20130827162040 ACCESSION NUMBER: 0001181431-13-046593 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130823 FILED AS OF DATE: 20130827 DATE AS OF CHANGE: 20130827 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 WEST AVENUE CITY: DARIEN STATE: CT ZIP: 06820 BUSINESS PHONE: 2032028900 MAIL ADDRESS: STREET 1: 20 WEST AVENUE CITY: DARIEN STATE: CT ZIP: 06820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FULLER MORTIMER B III CENTRAL INDEX KEY: 0001032793 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 131063119 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 rrd389118.xml AUGUST 23 CONVERSION X0306 4 2013-08-23 0 0001012620 GENESEE & WYOMING INC GWR 0001032793 FULLER MORTIMER B III 20 WEST AVENUE DARIEN CT 06820 1 0 0 0 Class A Common Stock, $.01 par value 2013-08-23 4 C 0 20000 A 38695 D Class A Common Stock, $.01 par value 2013-08-26 4 S 0 20000 89.59 D 18695 D Class A Common Stock, $.01 par value 2013-08-26 4 S 0 2500 89.59 D 31230 I By trust Class A Common Stock, $.01 par value 225.5 I By wife Class B Common Stock, $.01 par value 2013-08-23 4 C 0 20000 0 D Class A Common Stock, $.01 par value 20000 928973 D Class B Common Stock, $.01 par value Class A Common Stock, $.01 par value 54000 I By trust Class B Common Stock, $.01 par value Class A Common Stock, $.01 par value 2748 I By wife These shares were received upon conversion of Class B Common Stock. Each share of Class B Common Stock is convertible into one share of Class A Common Stock. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported in this Form 4. Represents the weighted average sales price for the price increments ranging from $89.34 to $89.96. Held by trusts of which Mr. Fuller is trustee for the benefit of members of Mr. Fuller's family. Mr. Fuller disclaims beneficial ownership of these shares. These shares are held by Mr. Fuller's wife. Mr. Fuller disclaims beneficial ownership of these shares. This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock. Allison M. Fergus as Attorney-in-Fact for Mortimer B. Fuller III 2013-08-27