0001181431-13-044768.txt : 20130814 0001181431-13-044768.hdr.sgml : 20130814 20130814175344 ACCESSION NUMBER: 0001181431-13-044768 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130813 FILED AS OF DATE: 20130814 DATE AS OF CHANGE: 20130814 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 WEST AVENUE CITY: DARIEN STATE: CT ZIP: 06820 BUSINESS PHONE: 2032028900 MAIL ADDRESS: STREET 1: 20 WEST AVENUE CITY: DARIEN STATE: CT ZIP: 06820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Liucci Christopher F CENTRAL INDEX KEY: 0001357720 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 131039213 MAIL ADDRESS: STREET 1: C/O GENESEE & WYOMING STREET 2: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 rrd388260.xml 8/13 TRANSACTION X0306 4 2013-08-13 0 0001012620 GENESEE & WYOMING INC GWR 0001357720 Liucci Christopher F 20 WEST AVENUE DARIEN CT 06820 0 1 0 0 Chief Accounting Officer Class A Common Stock, $.01 par value 2013-08-13 4 M 0 2931 31.12 A 24360 D Class A Common Stock, $.01 par value 2013-08-13 4 M 0 956 31.38 A 25316 D Class A Common Stock, $.01 par value 2013-08-13 4 S 0 2615 87.32 D 22701 D Stock Option (Right to Buy) 31.12 2013-08-13 4 M 0 2931 0 D 2014-11-29 Class A Common Stock, $.01 par value 2931 0 D Stock Option (Right to Buy) 31.38 2013-08-13 4 M 0 956 0 D 2014-08-30 Class A Common Stock, $.01 par value 956 0 D This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and will vest in three equal annual installments, beginning Februarty 27, 2010. This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and will vest in three equal annual installments, beginning February 27, 2010. Allison M. Fergus, Attorney-in-Fact for Christopher F. Liucci 2013-08-14