0001181431-13-032437.txt : 20130604 0001181431-13-032437.hdr.sgml : 20130604 20130604161346 ACCESSION NUMBER: 0001181431-13-032437 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130531 FILED AS OF DATE: 20130604 DATE AS OF CHANGE: 20130604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 WEST AVENUE CITY: DARIEN STATE: CT ZIP: 06820 BUSINESS PHONE: 2032028900 MAIL ADDRESS: STREET 1: 20 WEST AVENUE CITY: DARIEN STATE: CT ZIP: 06820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HELLMANN JOHN C CENTRAL INDEX KEY: 0001241524 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 13891448 4 1 rrd381897.xml MAY 31 AWARD X0306 4 2013-05-31 0 0001012620 GENESEE & WYOMING INC GWR 0001241524 HELLMANN JOHN C 20 WEST AVENUE DARIEN CT 06820 1 1 0 0 Chief Exec. Officer & Pres. Class A Common Stock, $.01 par value 2013-05-31 4 A 0 2776 0 A 264076 D Class A Common Stock, $.01 par value 55555 I By Trust Stock Option (Right to Buy) 89.05 2013-05-31 4 A 0 10866 0 A 2018-05-30 Class A Common Stock, $.01 par value 10866 10866 D Class B Common Stock, $.01 par value Class A Common Stock, $.01 par value 1872 D This restricted stock award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and will vest in three equal annual installments, beginning February 28, 2014. Held by a trust of which Mr. Hellmann is investment trustee for the benefit of family members of Mr. Hellmann. This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and will vest in three equal annual installments, beginning February 28, 2014. This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock. Allison M. Fergus, Attorney-in-Fact for John C. Hellmann 2013-06-04