0001181431-13-031252.txt : 20130529 0001181431-13-031252.hdr.sgml : 20130529 20130529161130 ACCESSION NUMBER: 0001181431-13-031252 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130522 FILED AS OF DATE: 20130529 DATE AS OF CHANGE: 20130529 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Walsh Matthew O. CENTRAL INDEX KEY: 0001577285 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 13878455 MAIL ADDRESS: STREET 1: 20 WEST AVENUE CITY: DARIEN STATE: CT ZIP: 06820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 WEST AVENUE CITY: DARIEN STATE: CT ZIP: 06820 BUSINESS PHONE: 2032028900 MAIL ADDRESS: STREET 1: 20 WEST AVENUE CITY: DARIEN STATE: CT ZIP: 06820 3 1 rrd381544.xml WALSH FORM 3 X0206 3 2013-05-22 0 0001012620 GENESEE & WYOMING INC GWR 0001577285 Walsh Matthew O. 20 WEST AVENUE DARIEN CT 06820 0 1 0 0 SVP, Corporate Development Class A Common Stock, $.01 par value 57839 D Stock Option (Right to Buy) 20.89 2014-02-26 Class A Common Stock, $.01 par value 12149 D Stock Option (Right to Buy) 28.92 2014-05-28 Class A Common Stock, $.01 par value 8691 D Stock Option (Right to Buy) 31.38 2014-08-30 Class A Common Stock, $.01 par value 8024 D Stock Option (Right to Buy) 31.12 2014-11-29 Class A Common Stock, $.01 par value 8203 D Stock Option (Right to Buy) 31.85 2015-02-25 Class A Common Stock, $.01 par value 3877 D Stock Option (Right to Buy) 35.99 2015-05-27 Class A Common Stock, $.01 par value 3431 D Stock Option (Right to Buy) 38.81 2015-08-30 Class A Common Stock, $.01 par value 2918 D Stock Option (Right to Buy) 47.49 2015-11-29 Class A Common Stock, $.01 par value 2497 D Stock Option (Right to Buy) 52.09 2016-02-27 Class A Common Stock, $.01 par value 4026 D Stock Option (Right to Buy) 59.35 2016-05-30 Class A Common Stock, $.01 par value 3717 D Stock Option (Right to Buy) 51.94 2016-08-30 Class A Common Stock, $.01 par value 3844 D Stock Option (Right to Buy) 61.07 2016-11-29 Class A Common Stock, $.01 par value 3260 D Stock Option (Right to Buy) 60.54 2017-02-27 Class A Common Stock, $.01 par value 4284 D Stock Option (Right to Buy) 50.11 2017-05-30 Class A Common Stock, $.01 par value 4658 D Stock Option (Right to Buy) 63.56 2017-08-30 Class A Common Stock, $.01 par value 3892 D Stock Option (Right to Buy) 72.95 2017-11-29 Class A Common Stock, $.01 par value 3386 D Stock Option (Right to Buy) 89.52 2018-02-27 Class A Common Stock, $.01 par value 3185 D The amount includes 5,038 shares of Class A Common Stock represented by unvested restricted stock granted under the Second Amended and Restated 2004 Omnibus Incentive Plan of Genesee & Wyoming Inc. (the "Plan"), of which 3,093 shares will vest on February 28, 2014, 1,693 shares will vest on February 28, 2015, and 252 shares will vest on February 29, 2016. This option award was granted under the Plan and is fully exercisable as of the date hereof. This option award was granted under the Plan and is fully exercisable as of the date hereof. This option award was granted under the Plan and is fully exercisable as of the date hereof. This option award was granted under the Plan and is fully exercisable as of the date hereof. This option award was granted under the Plan and is fully exercisable as of the date hereof. This option award was granted under the Plan and is fully exercisable as of the date hereof. This option award was granted under the Plan and is fully exercisable as of the date hereof. This option award was granted under the Plan and is fully exercisable as of the date hereof. This option award was granted under the Plan and is exercisable as to 2,684 of such shares as of the date hereof and will become exercisable as to 1,342 of such shares on February 28, 2014. This option award was granted under the Plan and is exercisable as to 2,478 of such shares as of the date hereof and will become exercisable as to 1,239 of such shares on February 28, 2014. This option award was granted under the Plan and is exercisable as to 2,563 of such shares as of the date hereof and will become exercisable as to 1,281 of such shares on February 28, 2014. This option award was granted under the Plan and is exercisable as to 2,173 of such shares as of the date hereof and will become exercisable as to 1,087 of such shares on February 28, 2014. This option award was granted under the Plan and is exercisable as to 1,428 of such shares as of the date hereof and will become exercisable as to 1,428 of such shares on February 28, 2014, and as to 1,428 of such shares on February 28, 2015. This option award was granted under the Plan and is exercisable as to 1,553 of such shares as of the date hereof and will become exercisable as to 1,552 of such shares on February 28, 2014, and as to 1,553 of such shares on February 28, 2015. This option award was granted under the Plan and is exercisable as to 1,298 of such shares as of the date hereof and will become exercisable as to 1,297 of such shares on February 28, 2014, and as to 1,297 of such shares on February 28, 2015. This option award was granted under the Plan and is exercisable as to 1,129 of such shares as of the date hereof and will become exercisable as to 1,128 of such shares on February 28, 2014, and as to 1,129 of such shares on February 28, 2015. This option award was granted under the Plan and will become exercisable as to 1,416 shares on February 28, 2014, as to 1,415 shares on February 28, 2015, and as to 354 shares on February 29, 2016. Allison M. Fergus, Attorney-in-Fact for Matthew O. Walsh 2013-05-29