0001181431-13-031252.txt : 20130529
0001181431-13-031252.hdr.sgml : 20130529
20130529161130
ACCESSION NUMBER: 0001181431-13-031252
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130522
FILED AS OF DATE: 20130529
DATE AS OF CHANGE: 20130529
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Walsh Matthew O.
CENTRAL INDEX KEY: 0001577285
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31456
FILM NUMBER: 13878455
MAIL ADDRESS:
STREET 1: 20 WEST AVENUE
CITY: DARIEN
STATE: CT
ZIP: 06820
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GENESEE & WYOMING INC
CENTRAL INDEX KEY: 0001012620
STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011]
IRS NUMBER: 060984624
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 20 WEST AVENUE
CITY: DARIEN
STATE: CT
ZIP: 06820
BUSINESS PHONE: 2032028900
MAIL ADDRESS:
STREET 1: 20 WEST AVENUE
CITY: DARIEN
STATE: CT
ZIP: 06820
3
1
rrd381544.xml
WALSH FORM 3
X0206
3
2013-05-22
0
0001012620
GENESEE & WYOMING INC
GWR
0001577285
Walsh Matthew O.
20 WEST AVENUE
DARIEN
CT
06820
0
1
0
0
SVP, Corporate Development
Class A Common Stock, $.01 par value
57839
D
Stock Option (Right to Buy)
20.89
2014-02-26
Class A Common Stock, $.01 par value
12149
D
Stock Option (Right to Buy)
28.92
2014-05-28
Class A Common Stock, $.01 par value
8691
D
Stock Option (Right to Buy)
31.38
2014-08-30
Class A Common Stock, $.01 par value
8024
D
Stock Option (Right to Buy)
31.12
2014-11-29
Class A Common Stock, $.01 par value
8203
D
Stock Option (Right to Buy)
31.85
2015-02-25
Class A Common Stock, $.01 par value
3877
D
Stock Option (Right to Buy)
35.99
2015-05-27
Class A Common Stock, $.01 par value
3431
D
Stock Option (Right to Buy)
38.81
2015-08-30
Class A Common Stock, $.01 par value
2918
D
Stock Option (Right to Buy)
47.49
2015-11-29
Class A Common Stock, $.01 par value
2497
D
Stock Option (Right to Buy)
52.09
2016-02-27
Class A Common Stock, $.01 par value
4026
D
Stock Option (Right to Buy)
59.35
2016-05-30
Class A Common Stock, $.01 par value
3717
D
Stock Option (Right to Buy)
51.94
2016-08-30
Class A Common Stock, $.01 par value
3844
D
Stock Option (Right to Buy)
61.07
2016-11-29
Class A Common Stock, $.01 par value
3260
D
Stock Option (Right to Buy)
60.54
2017-02-27
Class A Common Stock, $.01 par value
4284
D
Stock Option (Right to Buy)
50.11
2017-05-30
Class A Common Stock, $.01 par value
4658
D
Stock Option (Right to Buy)
63.56
2017-08-30
Class A Common Stock, $.01 par value
3892
D
Stock Option (Right to Buy)
72.95
2017-11-29
Class A Common Stock, $.01 par value
3386
D
Stock Option (Right to Buy)
89.52
2018-02-27
Class A Common Stock, $.01 par value
3185
D
The amount includes 5,038 shares of Class A Common Stock represented by unvested restricted stock granted under the Second Amended and Restated 2004 Omnibus Incentive Plan of Genesee & Wyoming Inc. (the "Plan"), of which 3,093 shares will vest on February 28, 2014, 1,693 shares will vest on February 28, 2015, and 252 shares will vest on February 29, 2016.
This option award was granted under the Plan and is fully exercisable as of the date hereof.
This option award was granted under the Plan and is fully exercisable as of the date hereof.
This option award was granted under the Plan and is fully exercisable as of the date hereof.
This option award was granted under the Plan and is fully exercisable as of the date hereof.
This option award was granted under the Plan and is fully exercisable as of the date hereof.
This option award was granted under the Plan and is fully exercisable as of the date hereof.
This option award was granted under the Plan and is fully exercisable as of the date hereof.
This option award was granted under the Plan and is fully exercisable as of the date hereof.
This option award was granted under the Plan and is exercisable as to 2,684 of such shares as of the date hereof and will become exercisable as to 1,342 of such shares on February 28, 2014.
This option award was granted under the Plan and is exercisable as to 2,478 of such shares as of the date hereof and will become exercisable as to 1,239 of such shares on February 28, 2014.
This option award was granted under the Plan and is exercisable as to 2,563 of such shares as of the date hereof and will become exercisable as to 1,281 of such shares on February 28, 2014.
This option award was granted under the Plan and is exercisable as to 2,173 of such shares as of the date hereof and will become exercisable as to 1,087 of such shares on February 28, 2014.
This option award was granted under the Plan and is exercisable as to 1,428 of such shares as of the date hereof and will become exercisable as to 1,428 of such shares on February 28, 2014, and as to 1,428 of such shares on February 28, 2015.
This option award was granted under the Plan and is exercisable as to 1,553 of such shares as of the date hereof and will become exercisable as to 1,552 of such shares on February 28, 2014, and as to 1,553 of such shares on February 28, 2015.
This option award was granted under the Plan and is exercisable as to 1,298 of such shares as of the date hereof and will become exercisable as to 1,297 of such shares on February 28, 2014, and as to 1,297 of such shares on February 28, 2015.
This option award was granted under the Plan and is exercisable as to 1,129 of such shares as of the date hereof and will become exercisable as to 1,128 of such shares on February 28, 2014, and as to 1,129 of such shares on February 28, 2015.
This option award was granted under the Plan and will become exercisable as to 1,416 shares on February 28, 2014, as to 1,415 shares on February 28, 2015, and as to 354 shares on February 29, 2016.
Allison M. Fergus, Attorney-in-Fact for Matthew O. Walsh
2013-05-29