0001181431-13-014007.txt : 20130304 0001181431-13-014007.hdr.sgml : 20130304 20130304161648 ACCESSION NUMBER: 0001181431-13-014007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130228 FILED AS OF DATE: 20130304 DATE AS OF CHANGE: 20130304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown David A CENTRAL INDEX KEY: 0001480226 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 13661846 MAIL ADDRESS: STREET 1: GENESEE & WYOMING INC. STREET 2: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 rrd372422.xml FEBRUARY 28 GRANT X0306 4 2013-02-28 0 0001012620 GENESEE & WYOMING INC GWR 0001480226 Brown David A C/O GENESEE & WYOMING INC. 66 FIELD POINT ROAD GREENWICH CT 06830 0 1 0 0 Chief Operating Officer Class A Common Stock, $.01 par value 2013-02-28 4 A 0 820 0 A 2882 D Class A Common Stock, $.01 par value 2013-02-28 4 A 0 783 0 A 3665 D Stock Option (Right to Buy) 89.52 2013-02-28 4 A 0 3458 0 A 2018-02-27 Class A Common Stock, $.01 par value 3458 3458 D Stock Option (Right to Buy) 89.52 2013-02-28 4 A 0 3302 0 A 2018-02-27 Class A Common Stock, $.01 par value 3302 3302 D This restricted stock award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and will vest in three equal annual installments, beginning February 28, 2014. This restricted stock award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and will vest in three equal annual installments, beginning August 31, 2013. This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and will vest in three equal annual installments, beginning February 28, 2014. This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and will vest in three equal annual installments, beginning August 31, 2013. Allison M. Fergus, Attorney-in-Fact for David A. Brown 2013-03-04