0001181431-12-062822.txt : 20121206 0001181431-12-062822.hdr.sgml : 20121206 20121206160917 ACCESSION NUMBER: 0001181431-12-062822 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121205 FILED AS OF DATE: 20121206 DATE AS OF CHANGE: 20121206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fergus Allison M CENTRAL INDEX KEY: 0001379256 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 121246770 MAIL ADDRESS: STREET 1: C/O GENESEE & WYOMING INC STREET 2: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 rrd362517.xml DECEMBER CONVERSION X0306 4 2012-12-05 0 0001012620 GENESEE & WYOMING INC GWR 0001379256 Fergus Allison M 66 FIELD POINT ROAD GREENWICH CT 06830 0 1 0 0 General Counsel and Secretary Class A Common Stock, $.01 par value 2012-12-05 4 M 0 15653 39.08 A 41050 D Class A Common Stock, $.01 par value 2012-12-05 4 S 0 11013 73.07 D 30037 D Stock Option (Right to Buy) 39.08 2012-12-05 4 M 0 15653 0 D 2013-05-26 Class A Common Stock, $.01 par value 15653 0 D The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported in this Form 4. Represents the weighted average sales price for the price increments ranging from $73.05 to $73.08. This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and 13,095 of the options vested in three equal installments beginning May 27, 2009 and the remaining 2,558 of the options vested on May 27, 2011. Allison M. Fergus 2012-12-06