0001181431-12-061803.txt : 20121203 0001181431-12-061803.hdr.sgml : 20121203 20121203165417 ACCESSION NUMBER: 0001181431-12-061803 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121129 FILED AS OF DATE: 20121203 DATE AS OF CHANGE: 20121203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gallagher Timothy J CENTRAL INDEX KEY: 0001326669 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 121238022 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 rrd361777.xml NOVEMBER EXERCISE X0306 4 2012-11-29 0 0001012620 GENESEE & WYOMING INC GWR 0001326669 Gallagher Timothy J 66 FIELD POINT ROAD GREENWICH CT 06830 0 1 0 0 Chief Financial Officer Class A Common Stock, $.01 par value 2012-11-29 4 M 0 27943 39.08 A 90852 D Class A Common Stock, $.01 par value 2012-11-29 4 S 0 27943 73.04 D 62909 D Class A Common Stock, $.01 par value 2012-11-30 4 A 0 1172 0 A 64081 D Stock Option (Right to Buy) 39.08 2012-11-29 4 M 0 27943 0 D 2013-05-26 Class A Common Stock, $.01 par value 27943 0 D Stock Option (Right to Buy) 72.95 2012-11-30 4 A 0 4414 0 A 2017-11-29 Class A Common Stock, $.01 par value 4414 4414 D The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported in this Form 4. Represents the weighted average sales price for the price increments ranging from $72.76 and $73.34. This restricted stock award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and will vest in three equal annual installments, beginning February 28, 2013. This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and 25,385 of the options vested in three equal installments beginning May 27, 2009 and the remaining 2,558 of the options vested on May 27, 2011. This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and will vest in three equal annual installments, beginning February 28, 2013. Allison M. Fergus, Attorney-in-Fact for Timothy J. Gallagher 2012-12-03