0001181431-12-061803.txt : 20121203
0001181431-12-061803.hdr.sgml : 20121203
20121203165417
ACCESSION NUMBER: 0001181431-12-061803
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121129
FILED AS OF DATE: 20121203
DATE AS OF CHANGE: 20121203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gallagher Timothy J
CENTRAL INDEX KEY: 0001326669
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31456
FILM NUMBER: 121238022
MAIL ADDRESS:
STREET 1: 66 FIELD POINT ROAD
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GENESEE & WYOMING INC
CENTRAL INDEX KEY: 0001012620
STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011]
IRS NUMBER: 060984624
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 66 FIELD POINT ROAD
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 2036293722
MAIL ADDRESS:
STREET 1: 66 FIELD POINT ROAD
CITY: GREENWICH
STATE: CT
ZIP: 06830
4
1
rrd361777.xml
NOVEMBER EXERCISE
X0306
4
2012-11-29
0
0001012620
GENESEE & WYOMING INC
GWR
0001326669
Gallagher Timothy J
66 FIELD POINT ROAD
GREENWICH
CT
06830
0
1
0
0
Chief Financial Officer
Class A Common Stock, $.01 par value
2012-11-29
4
M
0
27943
39.08
A
90852
D
Class A Common Stock, $.01 par value
2012-11-29
4
S
0
27943
73.04
D
62909
D
Class A Common Stock, $.01 par value
2012-11-30
4
A
0
1172
0
A
64081
D
Stock Option (Right to Buy)
39.08
2012-11-29
4
M
0
27943
0
D
2013-05-26
Class A Common Stock, $.01 par value
27943
0
D
Stock Option (Right to Buy)
72.95
2012-11-30
4
A
0
4414
0
A
2017-11-29
Class A Common Stock, $.01 par value
4414
4414
D
The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported in this Form 4.
Represents the weighted average sales price for the price increments ranging from $72.76 and $73.34.
This restricted stock award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and will vest in three equal annual installments, beginning February 28, 2013.
This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and 25,385 of the options vested in three equal installments beginning May 27, 2009 and the remaining 2,558 of the options vested on May 27, 2011.
This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and will vest in three equal annual installments, beginning February 28, 2013.
Allison M. Fergus, Attorney-in-Fact for Timothy J. Gallagher
2012-12-03