0001181431-12-061348.txt : 20121130 0001181431-12-061348.hdr.sgml : 20121130 20121130161525 ACCESSION NUMBER: 0001181431-12-061348 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121128 FILED AS OF DATE: 20121130 DATE AS OF CHANGE: 20121130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FULLER MORTIMER B III CENTRAL INDEX KEY: 0001032793 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 121234854 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 rrd361828.xml NOVEMBER 48,500 GRAT X0306 4 2012-11-28 0 0001012620 GENESEE & WYOMING INC GWR 0001032793 FULLER MORTIMER B III 66 FIELD POINT ROAD GREENWICH CT 06830 1 0 0 0 Class A Common Stock, $.01 par value 2012-11-28 4 C 0 49500 A 51244 D Class A Common Stock, $.01 par value 2012-11-29 4 G 0 48500 0 D 18244 D Class A Common Stock, $.01 par value 2012-11-30 4 G 0 1000 0 D 17244 D Class A Common Stock, $0.01 par value 5955.5 I By wife Class B Common Stock, $.01 par value 2012-11-28 4 C 0 49500 0 D Class A Common Stock, $.01 par value 49500 1122746 D Class B Common Stock, $.01 par value Class A Common Stock, $.01 par value 9748 I By wife These shares were received upon conversion of Class B Common Stock held by Mr. Fuller. Each share of Class B Common Stock is convertible into one share of Class A Common Stock. These shares are held by Mr. Fuller's wife. Mr. Fuller disclaims beneficial ownership of these shares. This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock. Allison M. Fergus, Attorney-in-Fact for Mortimer B. Fuller III 2012-11-30