0001181431-12-061348.txt : 20121130
0001181431-12-061348.hdr.sgml : 20121130
20121130161525
ACCESSION NUMBER: 0001181431-12-061348
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121128
FILED AS OF DATE: 20121130
DATE AS OF CHANGE: 20121130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FULLER MORTIMER B III
CENTRAL INDEX KEY: 0001032793
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31456
FILM NUMBER: 121234854
MAIL ADDRESS:
STREET 1: 66 FIELD POINT ROAD
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GENESEE & WYOMING INC
CENTRAL INDEX KEY: 0001012620
STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011]
IRS NUMBER: 060984624
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 66 FIELD POINT ROAD
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 2036293722
MAIL ADDRESS:
STREET 1: 66 FIELD POINT ROAD
CITY: GREENWICH
STATE: CT
ZIP: 06830
4
1
rrd361828.xml
NOVEMBER 48,500 GRAT
X0306
4
2012-11-28
0
0001012620
GENESEE & WYOMING INC
GWR
0001032793
FULLER MORTIMER B III
66 FIELD POINT ROAD
GREENWICH
CT
06830
1
0
0
0
Class A Common Stock, $.01 par value
2012-11-28
4
C
0
49500
A
51244
D
Class A Common Stock, $.01 par value
2012-11-29
4
G
0
48500
0
D
18244
D
Class A Common Stock, $.01 par value
2012-11-30
4
G
0
1000
0
D
17244
D
Class A Common Stock, $0.01 par value
5955.5
I
By wife
Class B Common Stock, $.01 par value
2012-11-28
4
C
0
49500
0
D
Class A Common Stock, $.01 par value
49500
1122746
D
Class B Common Stock, $.01 par value
Class A Common Stock, $.01 par value
9748
I
By wife
These shares were received upon conversion of Class B Common Stock held by Mr. Fuller. Each share of Class B Common Stock is convertible into one share of Class A Common Stock.
These shares are held by Mr. Fuller's wife. Mr. Fuller disclaims beneficial ownership of these shares.
This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock.
Allison M. Fergus, Attorney-in-Fact for Mortimer B. Fuller III
2012-11-30