0001181431-12-061341.txt : 20121130 0001181431-12-061341.hdr.sgml : 20121130 20121130160602 ACCESSION NUMBER: 0001181431-12-061341 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121128 FILED AS OF DATE: 20121130 DATE AS OF CHANGE: 20121130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Liucci Christopher F CENTRAL INDEX KEY: 0001357720 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 121234793 MAIL ADDRESS: STREET 1: C/O GENESEE & WYOMING STREET 2: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 rrd361540.xml NOVEMBER EXERCISE X0306 4 2012-11-28 0 0001012620 GENESEE & WYOMING INC GWR 0001357720 Liucci Christopher F 66 FIELD POINT ROAD GREENWICH CT 06830 0 1 0 0 Chief Accounting Officer Class A Common Stock, $.01 par value 2012-11-28 4 M 0 11771 39.08 A 26708 D Class A Common Stock, $.01 par value 2012-11-28 4 S 0 7857 72.96 D 18851 D Stock Option (Right to Buy) 39.08 2012-11-28 4 M 0 11771 0 D 2013-05-26 Class A Common Stock, $.01 par value 11771 0 D The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported in this Form 4. Represents the weighted average sales price for the price increments ranging from $72.93 to $73.05. This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and 9,213 of the options vested in three equal installments beginning May 27, 2009 and the remaining 2,558 of the options vested on May 27, 2011. Allison M. Fergus, Attorney-in-Fact for Christopher F. Liucci 2012-11-30