0001181431-12-055433.txt : 20121024 0001181431-12-055433.hdr.sgml : 20121024 20121024163515 ACCESSION NUMBER: 0001181431-12-055433 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120403 FILED AS OF DATE: 20121024 DATE AS OF CHANGE: 20121024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Benz James W CENTRAL INDEX KEY: 0001326526 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 121158957 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 rrd358600.xml LIVING TRUSTS AND GRAT X0306 4 2012-04-03 1 0001012620 GENESEE & WYOMING INC GWR 0001326526 Benz James W 66 FIELD POINT ROAD GREENWICH CT 06830 0 1 0 0 Chief Operating Officer Class A Common Stock, $.01 par value 2012-04-03 5 G 0 10000 0 D 44927 D Class A Common Stock, $.01 par value 2012-08-17 5 G 0 38504 0 D 6423 D Class A Common Stock, $.01 par value 2012-08-17 5 G 0 5850 0 A 12273 I By Trust Class A Common Stock, $.01 par value 2012-08-17 5 G 0 32654 0 A 44927 I By Trust These shares were transferred to a Grantor Retained Annuity Trust ("GRAT") established for the benefit of the Reporting Person with remainder interests to the children of the Reporting Person. The Reporting Person is not a trustee of the GRAT. 10,850 shares are held in a joint account with spouse. These shares are held by a trust of which the Reporting Person and his spouse are trustees and beneficiaries. These shares are held by another trust of which the Reporting Person and his spouse are trustees and beneficiaries. Allison M. Fergus, Attorney-in-Fact for James W. Benz 2012-10-24