0001181431-12-051578.txt : 20120920 0001181431-12-051578.hdr.sgml : 20120920 20120920160638 ACCESSION NUMBER: 0001181431-12-051578 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120919 FILED AS OF DATE: 20120920 DATE AS OF CHANGE: 20120920 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FULLER MORTIMER B III CENTRAL INDEX KEY: 0001032793 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 121102130 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 rrd356572.xml SEPTEMBER PUBLICOFFERING X0306 4 2012-09-19 0 0001012620 GENESEE & WYOMING INC GWR 0001032793 FULLER MORTIMER B III 66 FIELD POINT ROAD GREENWICH CT 06830 1 0 0 0 Class A Common Stock, $.01 par value 2012-09-19 4 P 0 233996 61.8363 D 16853 D Class A Common Stock, $.01 par value 5995.5 I By wife Class B Common Stock, $.01 par value 1124863 D Class B Common Stock $.01 par value 5748 I By wife Class B Common Stock, $.01 par value 98675 I By Grantor Retained Annuity Trust Price is net of the underwriting discount pursuant to the registered underwritten public offering of Class A Common Stock, par value $0.01 per share, of Genesee & Wyoming Inc. pursuant to which Mr. Fuller sold an aggregate of 233,996 shares of Class A Common Stock as a selling shareholder. These shares are held by Mr. Fuller's wife. Mr. Fuller disclaims beneficial ownership of these shares. This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock. These shares are held in a Grantor Retained Annuity Trust, of which Mr. Fuller is the trustee. Allison M. Fergus, Attorney-in-Fact for Mortimer B. Fuller III 2012-09-20