0001181431-12-051578.txt : 20120920
0001181431-12-051578.hdr.sgml : 20120920
20120920160638
ACCESSION NUMBER: 0001181431-12-051578
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120919
FILED AS OF DATE: 20120920
DATE AS OF CHANGE: 20120920
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FULLER MORTIMER B III
CENTRAL INDEX KEY: 0001032793
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31456
FILM NUMBER: 121102130
MAIL ADDRESS:
STREET 1: 66 FIELD POINT ROAD
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GENESEE & WYOMING INC
CENTRAL INDEX KEY: 0001012620
STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011]
IRS NUMBER: 060984624
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 66 FIELD POINT ROAD
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 2036293722
MAIL ADDRESS:
STREET 1: 66 FIELD POINT ROAD
CITY: GREENWICH
STATE: CT
ZIP: 06830
4
1
rrd356572.xml
SEPTEMBER PUBLICOFFERING
X0306
4
2012-09-19
0
0001012620
GENESEE & WYOMING INC
GWR
0001032793
FULLER MORTIMER B III
66 FIELD POINT ROAD
GREENWICH
CT
06830
1
0
0
0
Class A Common Stock, $.01 par value
2012-09-19
4
P
0
233996
61.8363
D
16853
D
Class A Common Stock, $.01 par value
5995.5
I
By wife
Class B Common Stock, $.01 par value
1124863
D
Class B Common Stock $.01 par value
5748
I
By wife
Class B Common Stock, $.01 par value
98675
I
By Grantor Retained Annuity Trust
Price is net of the underwriting discount pursuant to the registered underwritten public offering of Class A Common Stock, par value $0.01 per share, of Genesee & Wyoming Inc. pursuant to which Mr. Fuller sold an aggregate of 233,996 shares of Class A Common Stock as a selling shareholder.
These shares are held by Mr. Fuller's wife. Mr. Fuller disclaims beneficial ownership of these shares.
This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock.
These shares are held in a Grantor Retained Annuity Trust, of which Mr. Fuller is the trustee.
Allison M. Fergus, Attorney-in-Fact for Mortimer B. Fuller III
2012-09-20