0001181431-12-032793.txt : 20120525 0001181431-12-032793.hdr.sgml : 20120525 20120525161521 ACCESSION NUMBER: 0001181431-12-032793 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120523 FILED AS OF DATE: 20120525 DATE AS OF CHANGE: 20120525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HELLMANN JOHN C CENTRAL INDEX KEY: 0001241524 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 12871470 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 rrd346676.xml MAY 22 GRANT X0305 4 2012-05-23 0 0001012620 GENESEE & WYOMING INC GWR 0001241524 HELLMANN JOHN C 66 FIELD POINT ROAD GREENWICH CT 06830 1 1 0 0 Chief Exec. Officer & Pres. Class A Common Stock, $.01 par value 2012-05-23 4 A 0 13891 32.35 A 301801 D Class A Common Stock, $.01 par value 2012-05-23 4 S 0 10800 51.06 D 291001 D Class A Common Stock, $.01 par value 2012-05-24 4 A 0 45879 32.35 A 336880 D Class A Common Stock, $.01 par value 2012-05-24 4 S 0 31191 51.53 D 305689 D Class A Common Stock, $.01 par value 2012-05-24 4 S 0 6200 52.17 D 299489 D Class B Common Stock, $.01 par value 1872 D Stock Option (Right to Buy) 32.35 2012-05-23 4 M 0 13891 0 D 2012-05-29 Class A Common Stock, $.01 par value 13891 45879 D Stock Option (Right to Buy) 32.35 2012-05-24 4 M 0 45879 0 D 2012-05-29 Class A Common Stock, $.01 par value 45879 0 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2012. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. Represents the weighted average sales price increments ranging from $50.53 to $51.51. Represents the weighted average sales price increments ranging from $51.02 to $52.02. Represents the weighted average sales price increments ranging from $52.03 to $52.44. This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is convertible into one share of Class A Common Stock. This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and vested in three equal annual installments, beginning May 30, 2008. Allison M. Fergus, Attorney in Fact for John C. Hellmann 2012-05-25