0001181431-12-032793.txt : 20120525
0001181431-12-032793.hdr.sgml : 20120525
20120525161521
ACCESSION NUMBER: 0001181431-12-032793
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120523
FILED AS OF DATE: 20120525
DATE AS OF CHANGE: 20120525
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HELLMANN JOHN C
CENTRAL INDEX KEY: 0001241524
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31456
FILM NUMBER: 12871470
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GENESEE & WYOMING INC
CENTRAL INDEX KEY: 0001012620
STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011]
IRS NUMBER: 060984624
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 66 FIELD POINT ROAD
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 2036293722
MAIL ADDRESS:
STREET 1: 66 FIELD POINT ROAD
CITY: GREENWICH
STATE: CT
ZIP: 06830
4
1
rrd346676.xml
MAY 22 GRANT
X0305
4
2012-05-23
0
0001012620
GENESEE & WYOMING INC
GWR
0001241524
HELLMANN JOHN C
66 FIELD POINT ROAD
GREENWICH
CT
06830
1
1
0
0
Chief Exec. Officer & Pres.
Class A Common Stock, $.01 par value
2012-05-23
4
A
0
13891
32.35
A
301801
D
Class A Common Stock, $.01 par value
2012-05-23
4
S
0
10800
51.06
D
291001
D
Class A Common Stock, $.01 par value
2012-05-24
4
A
0
45879
32.35
A
336880
D
Class A Common Stock, $.01 par value
2012-05-24
4
S
0
31191
51.53
D
305689
D
Class A Common Stock, $.01 par value
2012-05-24
4
S
0
6200
52.17
D
299489
D
Class B Common Stock, $.01 par value
1872
D
Stock Option (Right to Buy)
32.35
2012-05-23
4
M
0
13891
0
D
2012-05-29
Class A Common Stock, $.01 par value
13891
45879
D
Stock Option (Right to Buy)
32.35
2012-05-24
4
M
0
45879
0
D
2012-05-29
Class A Common Stock, $.01 par value
45879
0
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2012.
The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Represents the weighted average sales price increments ranging from $50.53 to $51.51.
Represents the weighted average sales price increments ranging from $51.02 to $52.02.
Represents the weighted average sales price increments ranging from $52.03 to $52.44.
This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is convertible into one share of Class A Common Stock.
This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and vested in three equal annual installments, beginning May 30, 2008.
Allison M. Fergus, Attorney in Fact for John C. Hellmann
2012-05-25