0001181431-12-032379.txt : 20120524
0001181431-12-032379.hdr.sgml : 20120524
20120524161227
ACCESSION NUMBER: 0001181431-12-032379
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120522
FILED AS OF DATE: 20120524
DATE AS OF CHANGE: 20120524
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FULLER MORTIMER B III
CENTRAL INDEX KEY: 0001032793
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31456
FILM NUMBER: 12867715
MAIL ADDRESS:
STREET 1: 66 FIELD POINT ROAD
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GENESEE & WYOMING INC
CENTRAL INDEX KEY: 0001012620
STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011]
IRS NUMBER: 060984624
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 66 FIELD POINT ROAD
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 2036293722
MAIL ADDRESS:
STREET 1: 66 FIELD POINT ROAD
CITY: GREENWICH
STATE: CT
ZIP: 06830
4
1
rrd346666.xml
MAY 22 AWARD
X0305
4
2012-05-22
0
0001012620
GENESEE & WYOMING INC
GWR
0001032793
FULLER MORTIMER B III
66 FIELD POINT ROAD
GREENWICH
CT
06830
1
0
0
0
Class A Common Stock, $0.01 par value
2012-05-22
4
A
0
1068
0
A
27194
D
Class A Common Stock, $0.01 par value
5955.5
I
By wife
Class B Common Stock, $0.01 par value
1344863
D
Class B Common Stock, $0.01 par value
5748
I
By wife
Class B Common Stock, $0.01 par value
98675
I
By Grantor Retained Annuity Trust
This restricted stock award was granted under the Second Amended and Restated 2004 Omnibus Incentive Plan of Genesee & Wyoming Inc. (the "Company"). The shares subject to the restricted stock award will vest in two equal installments on the dates of the next two annual meetings of the Company.
These shares are held by Mr. Fuller's wife. Mr. Fuller disclaims beneficial ownership of these shares.
This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock.
Reflects a distribution effected on May 16, 2012 of 56,255 shares of Class B Common Stock of the Company to Mr. Fuller by a Grantor Retained Annuity Trust ("GRAT"), of which Mr. Fuller is the Trustee. The number of shares of Class B Common Stock of the Company subject to this distribution was determined on February 13, 2012 pursuant to the terms of the GRAT.
These shares are held in a Grantor Retained Annuity Trust, of which Mr. Fuller is the trustee.
Allison M. Fergus, Attorney-in-Fact for Mortimer B. Fuller III
2012-05-24