0001181431-11-058555.txt : 20111202
0001181431-11-058555.hdr.sgml : 20111202
20111202170118
ACCESSION NUMBER: 0001181431-11-058555
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111130
FILED AS OF DATE: 20111202
DATE AS OF CHANGE: 20111202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fergus Allison M
CENTRAL INDEX KEY: 0001379256
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31456
FILM NUMBER: 111241106
MAIL ADDRESS:
STREET 1: C/O GENESEE & WYOMING INC
STREET 2: 66 FIELD POINT ROAD
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GENESEE & WYOMING INC
CENTRAL INDEX KEY: 0001012620
STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011]
IRS NUMBER: 060984624
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 66 FIELD POINT ROAD
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 2036293722
MAIL ADDRESS:
STREET 1: 66 FIELD POINT ROAD
CITY: GREENWICH
STATE: CT
ZIP: 06830
4
1
rrd326794.xml
11/30/2011 GRANT
X0304
4
2011-11-30
0
0001012620
GENESEE & WYOMING INC
GWR
0001379256
Fergus Allison M
66 FIELD POINT ROAD
GREENWICH
CT
06830
0
1
0
0
General Counsel and Secretary
Class A Common Stock, $.01 par value
2011-11-30
4
A
0
629
0
A
18579
D
Class A Common Stock, $.01 par value
2011-12-02
4
A
0
17722
32.35
A
36301
D
Class A Common Stock, $.01 par value
2011-12-02
4
S
0
10338
60.260
D
25963
D
Class A Common Stock, $.01 par value
2011-12-02
4
S
0
2100
60.019
D
23863
D
Stock Option (Right to Buy)
61.07
2011-11-30
4
A
0
2138
0
A
2016-11-29
Class A Common Stock, $.01 par value
2138
2138
D
Stock Option (Right to Buy)
32.35
2011-12-02
4
M
0
17722
0
D
2012-05-29
Class A Common Stock, $.01 par value
17722
0
D
This restricted stock award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and will vest in three equal annual installments, beginning February 28, 2012.
The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Represents the weighted average sales price increments ranging from $60.00 to $60.99.
Represents the weighted average sales price increments ranging from $61.00 to 61.04.
This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and will vest in three equal annual installments, beginning February 28, 2012.
This option was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and vested in three equal installments beginning May 30, 2008.
Allison M. Fergus
2011-12-02