0001181431-11-058555.txt : 20111202 0001181431-11-058555.hdr.sgml : 20111202 20111202170118 ACCESSION NUMBER: 0001181431-11-058555 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111130 FILED AS OF DATE: 20111202 DATE AS OF CHANGE: 20111202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fergus Allison M CENTRAL INDEX KEY: 0001379256 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 111241106 MAIL ADDRESS: STREET 1: C/O GENESEE & WYOMING INC STREET 2: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 rrd326794.xml 11/30/2011 GRANT X0304 4 2011-11-30 0 0001012620 GENESEE & WYOMING INC GWR 0001379256 Fergus Allison M 66 FIELD POINT ROAD GREENWICH CT 06830 0 1 0 0 General Counsel and Secretary Class A Common Stock, $.01 par value 2011-11-30 4 A 0 629 0 A 18579 D Class A Common Stock, $.01 par value 2011-12-02 4 A 0 17722 32.35 A 36301 D Class A Common Stock, $.01 par value 2011-12-02 4 S 0 10338 60.260 D 25963 D Class A Common Stock, $.01 par value 2011-12-02 4 S 0 2100 60.019 D 23863 D Stock Option (Right to Buy) 61.07 2011-11-30 4 A 0 2138 0 A 2016-11-29 Class A Common Stock, $.01 par value 2138 2138 D Stock Option (Right to Buy) 32.35 2011-12-02 4 M 0 17722 0 D 2012-05-29 Class A Common Stock, $.01 par value 17722 0 D This restricted stock award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and will vest in three equal annual installments, beginning February 28, 2012. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. Represents the weighted average sales price increments ranging from $60.00 to $60.99. Represents the weighted average sales price increments ranging from $61.00 to 61.04. This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and will vest in three equal annual installments, beginning February 28, 2012. This option was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and vested in three equal installments beginning May 30, 2008. Allison M. Fergus 2011-12-02