0001181431-11-058552.txt : 20111202 0001181431-11-058552.hdr.sgml : 20111202 20111202165918 ACCESSION NUMBER: 0001181431-11-058552 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111130 FILED AS OF DATE: 20111202 DATE AS OF CHANGE: 20111202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Benz James W CENTRAL INDEX KEY: 0001326526 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 111241067 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 rrd326774.xml 11/30/2011 GRANT X0304 4 2011-11-30 0 0001012620 GENESEE & WYOMING INC GWR 0001326526 Benz James W 66 FIELD POINT ROAD GREENWICH CT 06830 0 1 0 0 Chief Operating Officer Class A Common Stock, $.01 par value 2011-11-30 4 A 0 1095 0 A 45454 D Class A Common Stock, $.01 par value 2011-12-01 4 A 0 28056 32.35 A 73510 D Class A Common Stock, $.01 par value 2011-12-01 4 S 0 23174 61.15 D 50336 D Class A Common Stock, $.01 par value 2011-12-01 5 G 0 50 0 D 50286 D Stock Option (Right to Buy) 61.07 2011-11-30 4 A 0 3720 0 A 2016-11-29 Class A Common Stock, $.01 par value 3720 3720 D Stock Option (Right to Buy) 32.35 2011-12-01 4 M 0 28056 0 D 2012-05-29 Class A Common Stock, $.01 par value 28056 0 D This restricted stock award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and will vest in three equal annual installments, beginning February 28, 2012. All shares are held in a joint account with spouse. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. Represents the weighted average sales price increments ranging from $60.80 to $61.38. This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and will vest in three equal annual installments beginning February 28, 2012. This option award was granted under the Genesee & Wyoming Inc. Second Amended and restated 2004 Omnibus Incentive Plan and vested in three equal installments beginning May 30, 2008. Allison M. Fergus, Attorney in Fact for James W. Benz 2011-12-02