0001181431-11-058549.txt : 20111202 0001181431-11-058549.hdr.sgml : 20111202 20111202165803 ACCESSION NUMBER: 0001181431-11-058549 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111201 FILED AS OF DATE: 20111202 DATE AS OF CHANGE: 20111202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FULLER MORTIMER B III CENTRAL INDEX KEY: 0001032793 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 111241052 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 rrd327115.xml GIFT 12-2-11 X0304 4 2011-12-01 0 0001012620 GENESEE & WYOMING INC GWR 0001032793 FULLER MORTIMER B III 66 FIELD POINT ROAD GREENWICH CT 06830 1 0 0 0 Class A Common Stock, $.01 par value 2011-12-01 4 C 0 3654 A 30038 D Class A Common Stock, $.01 par value 2011-12-01 5 G 0 3654 0 D 26384 D Class A Common Stock, $.01 par value 5955.5 I By wife Class B Common Stock, $.01 par value 1175439 D Class B Common Stock, $.01 par value 5748 I By wife Class B Common Stock, $.01 par value 247870 I By Grantor Retained Annuity Trust Class B Common Stock, $.01 par value 154930 I By Grantor Retained Annuity Trust Class B Common Stock, $.01 par value 2011-12-01 4 C 0 3654 0 D Class A Common Stock, $.01 par value 3654 1175439 D These shares were received upon conversion of Class B Common Stock held by Mr. Fuller. Each share of Class B Common Stock is convertible into one share of Class A Common Stock. These shares are held by Mr. Fuller's wife. Mr. Fuller disclaims beneficial ownership of these shares. This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock. These shares are held in a Grantor Retained Annuity Trust, of which Mr. Fuller is the Trustee. These shares are held in a Grantor Retained Annuity Trust, of which Mr. Fuller is the Trustee. Allison M. Fergus, Attorney-in-Fact for Mortimer B. Fuller III 2011-12-02