0001181431-11-033893.txt : 20110601 0001181431-11-033893.hdr.sgml : 20110601 20110601160738 ACCESSION NUMBER: 0001181431-11-033893 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110527 FILED AS OF DATE: 20110601 DATE AS OF CHANGE: 20110601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fergus Allison M CENTRAL INDEX KEY: 0001379256 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 11885137 MAIL ADDRESS: STREET 1: C/O GENESEE & WYOMING INC STREET 2: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 rrd313693.xml 05/27/2011 AND 05/31/2011 X0303 4 2011-05-27 0 0001012620 GENESEE & WYOMING INC GWR 0001379256 Fergus Allison M 66 FIELD POINT ROAD GREENWICH CT 06830 0 1 0 0 General Counsel and Secretary Class A Common Stock, $.01 par value 2011-05-27 4 F 0 211 58.36 D 16562 D Class A Common Stock, $.01 par value 2011-05-31 4 A 0 648 0 A 17210 D Stock Option (Right to Buy) 59.35 2011-05-31 4 A 0 2437 0 A 2016-05-30 Class A Common Stock, $.01 par value 2437 2437 D These shares were surrendered to Genesee & Wyoming Inc. for the payment of taxes in connection with the vesting of previously granted restricted stock awards. This restricted stock award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and will vest in three equal annual installments, beginning February 28, 2012. This option award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan and will vest in three equal annual installments, beginning February 28, 2012. Allison M. Fergus 2011-06-01