0001181431-11-033182.txt : 20110527 0001181431-11-033182.hdr.sgml : 20110527 20110527152704 ACCESSION NUMBER: 0001181431-11-033182 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110526 FILED AS OF DATE: 20110527 DATE AS OF CHANGE: 20110527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FULLER MORTIMER B III CENTRAL INDEX KEY: 0001032793 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 11878094 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 rrd313557.xml 05/27/11 AWARD X0303 4 2011-05-26 0 0001012620 GENESEE & WYOMING INC GWR 0001032793 FULLER MORTIMER B III 66 FIELD POINT ROAD GREENWICH CT 06830 1 0 0 0 Class A Common Stock, $0.01 par value 2011-05-26 4 A 0 1253 0 A 26311 D Class A Common Stock, $0.01 par value 5955.5 I By wife Class B Common Stock, $0.01 par value 1179093.5 D Class B Common Stock, $0.01 par value 5748 I By wife Class B Common Stock, $0.01 par value 247870 I By Grantor Retained Annuity Trust Class B Common Stock, $0.01 par value 154930 I By Grantor Retained Annuity Trust This restricted stock award was granted under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan. The shares subject to the restricted stock award will vest in three equal installments on the date of the next three annual meetings. These shares are held by Mr. Fuller's wife. Mr. Fuller disclaims beneficial ownership of these shares. This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock. These shares are held in a Grantor Retained Annuity Trust, of which Mr. Fuller is the trustee. These shares are held in a second Grantor Retained Annuity Trust, of which Mr. Fuller is the trustee. Allison M. Fergus, Attorney-in-Fact for Mortimer B. Fuller III 2011-05-27