0001181431-11-029665.txt : 20110513 0001181431-11-029665.hdr.sgml : 20110513 20110513162302 ACCESSION NUMBER: 0001181431-11-029665 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110512 FILED AS OF DATE: 20110513 DATE AS OF CHANGE: 20110513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fergus Allison M CENTRAL INDEX KEY: 0001379256 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 11841345 MAIL ADDRESS: STREET 1: C/O GENESEE & WYOMING INC STREET 2: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 rrd311555.xml FILING 5/13//2011 X0303 4 2011-05-12 0 0001012620 GENESEE & WYOMING INC GWR 0001379256 Fergus Allison M 66 FIELD POINT ROAD GREENWICH CT 06830 0 1 0 0 General Counsel and Secretary Class A Common Stock, $.01 par value 2011-05-12 4 A 0 11484 28.75 A 23913 D Class A Common Stock, $.01 par value 2011-05-12 4 A 0 3516 32.35 A 27429 D Class A Common Stock, $.01 par value 2011-05-12 4 S 0 10656 59.4838 D 16773 D Stock Option (Right to Buy) 28.75 2011-05-12 4 M 0 11484 0 D 2011-10-25 Class A Common Stock, $.01 par value 11484 0 D Stock Option (Right to Buy) 32.35 2011-05-12 4 M 0 3516 0 D 2011-10-25 Class A Common Stock, $.01 par value 3516 0 D The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. Represents the weighted average sales price for price increments ranging from $59.02 to $60.00. This option award was granted under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and became vested in three equal annual installments, beginning October 26, 2007. Allison M. Fergus 2011-05-13