0001181431-11-029269.txt : 20110512 0001181431-11-029269.hdr.sgml : 20110512 20110512161428 ACCESSION NUMBER: 0001181431-11-029269 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110510 FILED AS OF DATE: 20110512 DATE AS OF CHANGE: 20110512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Liucci Christopher F CENTRAL INDEX KEY: 0001357720 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 11835976 MAIL ADDRESS: STREET 1: C/O GENESEE & WYOMING STREET 2: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 rrd311271.xml FILING 5/11/2011 X0303 4 2011-05-10 0 0001012620 GENESEE & WYOMING INC GWR 0001357720 Liucci Christopher F 66 FIELD POINT ROAD GREENWICH CT 06830 0 1 0 0 Chief Accounting Officer Class A Common Stock, $.01 par value 2011-05-10 4 A 0 3500 32.35 A 13047 D Class A Common Stock, $.01 par value 2011-05-10 4 A 0 1500 32.35 A 14547 D Class A Common Stock, $.01 par value 2011-05-10 4 S 0 3415 60.9230 D 11132 D Stock Option (Right to Buy) 32.35 2011-05-10 4 M 0 3500 0 D 2012-05-29 Class A Common Stock, $.01 par value 3500 5734 D Stock Option (Right to Buy) 32.35 2011-05-10 4 M 0 1500 0 D 2012-05-29 Class A Common Stock, $.01 par value 1500 1591 D The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. Represents the weighted average sales price for price increments ranging from $60.87 to $60.98. This option award was granted under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and became vested in three equal annual installments, beginning May 30, 2008. Allison M. Fergus, Attorney in Fact for Christopher F. Liucci 2011-05-11