-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DP2htj6H6FEKujHEwhPwpnWk0zeGgWGnlUzL2ASdbWO6bdCJwD9/7uet6FGEI/WK +PPTFzA8vuYuh7fP9HlmPA== 0001181431-11-013988.txt : 20110301 0001181431-11-013988.hdr.sgml : 20110301 20110301164426 ACCESSION NUMBER: 0001181431-11-013988 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110227 FILED AS OF DATE: 20110301 DATE AS OF CHANGE: 20110301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FULLER MORTIMER B III CENTRAL INDEX KEY: 0001032793 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 11652371 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 rrd303372.xml 02/26/2012 X0303 4 2011-02-27 0 0001012620 GENESEE & WYOMING INC GWR 0001032793 FULLER MORTIMER B III 66 FIELD POINT ROAD GREENWICH CT 06830 1 0 0 0 Class A Common Stock, $0.01 par value 2011-02-27 4 F 0 703 51.66 D 40738 D Class A Common Stock, $0.01 par value 2011-02-28 4 G 0 1000 0 D 39738 D Class A Common Stock, $0.01 par value 2011-03-01 4 S 0 1900 50.9547 D 37838 D Class A Common Stock, $0.01 par value 2011-03-01 4 S 0 11583 51.6061 D 26255 D Class A Common Stock, $0.01 par value 2011-03-01 4 S 0 1400 52.0864 D 24855 D Class A Common Stock, $0.01 par value 5955.5 I By wife Class B Common Stock, $0.01 par value 1179093.5 D Class B Common Stock, $0.01 par value 5748 I By wife Class B Common Stock, $0.01 par value 247870 I By Grantor Retained Annuity Trust Class B Common Stock, $0.01 par value 154930 I By Grantor Retained Annuity Trust These shares were surrendered to Genesee & Wyoming Inc. for the payment of taxes in connection with the vesting of previously granted stock awards. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. Represents the weighted average sales price for the price increments ranging from $50.9050 to $50.99. Represents the weighted average sales price for the price increments ranging from $51.00 to $51.99. Represents the weighted average sales price for the price increments ranging from $52.0250 to $52.16. These shares are held by Mr. Fuller's wife. Mr. Fuller disclaims beneficial ownership of these shares. This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock. Reflects a distribution effected on February 25, 2011 of 97,200 shares of Class B Common Stock to Mr. Fuller by a Grantor Retained Annuity Trust, of which Mr. Fuller is the trustee. These shares are held in a Grantor Retained Annuity Trust, of which Mr. Fuller is the trustee. These shares are held in a second Grantor Retained Annuity Trust, of which Mr. Fuller is the trustee. Allison M. Fergus, Attorney-in-Fact for Mortimer B. Fuller III 2011-03-01 -----END PRIVACY-ENHANCED MESSAGE-----