-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ps/wf1NlpV2cMi0EtdsS++yKJcA1uBIT6s9vCTT6JViTcIR8fJKQSjE6sNycQYsh rkqRYZtCUVz79foTQVGyKQ== 0001181431-11-013983.txt : 20110301 0001181431-11-013983.hdr.sgml : 20110301 20110301164331 ACCESSION NUMBER: 0001181431-11-013983 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110226 FILED AS OF DATE: 20110301 DATE AS OF CHANGE: 20110301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fergus Allison M CENTRAL INDEX KEY: 0001379256 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 11652351 MAIL ADDRESS: STREET 1: C/O GENESEE & WYOMING INC STREET 2: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036293722 MAIL ADDRESS: STREET 1: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 rrd303388.xml 02/26/2011 X0303 4 2011-02-26 0 0001012620 GENESEE & WYOMING INC GWR 0001379256 Fergus Allison M 66 FIELD POINT ROAD GREENWICH CT 06830 0 1 0 0 General Counsel and Secretary Class A Common Stock, $.01 par value 2011-02-26 4 F 0 614 51.66 D 12117 D Class A Common Stock, $.01 par value 2011-02-27 4 F 0 426 51.66 D 11691 D Class A Common Stock, $.01 par value 2011-02-28 4 A 0 738 0 A 12429 D Stock Option (Right to Buy) 52.09 2011-02-28 4 A 0 2640 0 A 2016-02-27 Class A Common Stock, $.01 par value 2640 2640 D These shares were surrendered to Genesee & Wyoming Inc. for the payment of taxes in connection with the vesting of previously granted restricted stock awards. This restricted stock award was granted under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and will vest in three equal annual installments, beginning February 28, 2012. This option award was granted under the Genesee & Wyoming Inc. Amended and Restated 2004 Omnibus Incentive Plan and will vest in three equal annual installments, beginning February 28, 2012. Allison M. Fergus 2011-03-01 -----END PRIVACY-ENHANCED MESSAGE-----